Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

FLEETPARTNERS GROUP LIMITED Major Shareholding Notification 2019

Feb 20, 2019

64940_rns_2019-02-20_470db98f-2719-4f15-9d2a-284ea3207295.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Pendal Group Limited

Level 14, The Chifley Tower

2 Chifley Square Sydney NSW 2000 Australia ABN 28 126 385 822

Company Announcements Platform Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000

21 February 2019

Dear Sir/Madam

Re: Notice of Change of Interests of Substantial Holder

In accordance with section 671B of the Corporations Act 2001 (Cth), we attach a Notice of Change of Interests of Substantial Holder (Form 604) in respect of Eclipx Group Limited (ECX).

Yours faithfully

==> picture [119 x 40] intentionally omitted <==

Joanne Hawkins Group Company Secretary

1

{00015748.docx}

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme ECLIPX GROUP LIMITED (ECX) ACN/ARSN ACN 131 557 901 1. Details of substantial holder(1) Name PENDAL GROUP LIMITED (PDL) ACN/ARSN (if applicable) ACN 126 385 822 There was a change in the interests of the substantial holder on 19/02/2019 The previous notice was given to the company on 3/12/2018 The previous notice was dated 29/11/2018

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice in the company or scheme, are as follows:

Class of securities (4) Previous Notice Previous Notice Present Notice Present Notice
Person’s votes VotingPower(5) Person’s votes VotingPower(5)
ORDINARY
SHARES
22,458,526 7.03% 18,990,474 5.94%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant interest
changed
Nature of
change (6)
Consideration
given in
relation to
change(7)
Class and
number of
securities
affected
Person’s
votes
affected
19/02/2019 PDL & its Associates, Pendal
Fund Services Limited,
Pendal Institutional Limited
See
Annexure
'A'
See
Annexure
'A'
See
Annexure
'A'
See
Annexure
'A'

Page 1

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant
interest
Registered
holder of
securities
Person entitled
to be registered
as holder(8)
Nature of
relevant interest
(6)
Class and
Number of
securities
Person’s votes
Pendal Fund
Services Limited *
HSBC Custody
Nominees
(Australia)
Limited.
HSBC Custody
Nominees
(Australia)
Limited.
Pendal Fund
Services Limited
is the trustee or
responsible entity
of various
managed
investment
schemes and, in
that capacity, can
exercise the
power to vote or
dispose of the
shares.
10,706,079
Ordinary
10,076,079
Pendal Institutional
Limited
Australia and
New Zealand
Banking Group
HSBC Custody
Nominees
(Australia)
Limited.
State Street
Australia
Limited
Australia and
New Zealand
Banking Group
HSBC Custody
Nominees
(Australia)
Limited.
State Street
Australia
Limited
Pendal
Institutional
Limited is the
investment
manager
appointed by
various
superannuation
funds,
institutional
investors and
unit trusts and, in
that capacity, can
exercise the
power to vote or
dispose of the
shares..
8,284,395
Ordinary
8,284,395
  • Pendal Fund Services Limited has appointed Pendal Institutional Limited to act as the investment manager of the trusts of which it is responsible entity, giving Pendal Institutional Limited the capacity to exercise the power to vote or dispose of the shares. Pendal Institutional Limited therefore also has a relevant interest in shares in which Pendal Fund Services Limited has a relevant interest.

5. Changes in association

The persons who have become associates (2) of, or ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN(if applicable) Nature of association
6.
Addresses
The addresses ofpersons named in this form are as follows:
Name Address
Pendal Group Limited (PDL) Level 14, Chifley Tower, 2 Chifley Square,
SydneyNSW 2000
Pendal Fund Services Limited Level 14, Chifley Tower, 2 Chifley Square,
SydneyNSW 2000
Pendal Institutional Limited Level 14, Chifley Tower, 2 Chifley Square
SYDNEY NSW 2000
ECLIPX GROUP LIMITED (ECX) The Company Secretary,
ECLIPX GROUP LIMITED (ECX)
Level 32, 1 O’Connell Street
SYDNEY NSW 2000
Tel: +61 2 8973 7272

Page 2

Signature

Print name
Sign here
Joanne Hawkins
CapacityCompanySecretary
Date
21/02/2019

Page 3

DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related
corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the
relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically
named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6
of the form.
(2) See the definition of “associate” in section 9 of the Corporations Act 2001.
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person’s votes divided by the total votes in the body corporate scheme multiplied by 100.
(6) Include details of:
(a)
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection
671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person
giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a
written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting
powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to
which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest
was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the
benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the
substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom
the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an
option) write “unknown”.
(9) Give details, if appropriate, of the present association and any changes in that association since the last substantial holding
notice.

Page 4

ANNEXURE A

This is annexure ‘A’ referred to in Form 604, Notice of change of interests of substantial holder, lodged for Pendal Group Limited ACN 126 385 822

Joanne Hawkins – Company Secretary, Pendal Group Limited - 21/02/2019

TRANSACTION HISTORY

Sales & Purchases for the period : 30/11/2018 to 19/02/2019 SECURITY: ECX

Pendal Fund Services Limited Pendal Fund Services Limited
Date
3/12/2018
3/12/2018
4/12/2018
12/12/2018
30/01/2019
12/02/2019
13/02/2019
14/02/2019
14/02/2019
15/02/2019
15/02/2019
12/02/2019
12/02/2019
13/02/2019
13/02/2019
18/02/2019
18/02/2019
18/02/2019
18/02/2019
Registered Company
Nature of
Change
Quantity
Consideration
Class of
Securities
Person’s
votes
affected
HSBC Custody Nominees (Australia) Limited.
Sell
-238,254
-607,547.70
Ordinary
238,254
HSBC Custody Nominees (Australia) Limited.
Sell
-153,521
-391,478.55
Ordinary
153,521
HSBC Custody Nominees (Australia) Limited.
Sell
-11,311
-28,390.61
Ordinary
11,311
HSBC Custody Nominees (Australia) Limited.
Sell
-290,132
-739,836.60
Ordinary
290,132
HSBC Custody Nominees (Australia) Limited.
Buy
22,508
49,742.68
Ordinary
22,508
HSBC Custody Nominees (Australia) Limited.
Sell
-118,513
-283,246.07
Ordinary
118,513
HSBC Custody Nominees (Australia) Limited.
Sell
-370,359
-870,343.65
Ordinary
370,359
HSBC Custody Nominees (Australia) Limited.
Sell
-148,535
-347,571.90
Ordinary
148,535
HSBC Custody Nominees (Australia) Limited.
Sell
-3,677
-8,530.64
Ordinary
3,677
HSBC Custody Nominees (Australia) Limited.
Sell
-17,697
-41,410.98
Ordinary
17,697
HSBC Custody Nominees (Australia) Limited.
Sell
-55,835
-130,095.55
Ordinary
55,835
HSBC Custody Nominees (Australia) Limited.
Sell
-152,770
-363,592.60
Ordinary
152,770
HSBC Custody Nominees (Australia) Limited.
Sell
-65,506
-156,559.34
Ordinary
65,506
HSBC Custody Nominees (Australia) Limited.
Sell
-79,340
-185,655.60
Ordinary
79,340
HSBC Custody Nominees (Australia) Limited.
Sell
-5,244
-12,480.72
Ordinary
5,244
HSBC Custody Nominees (Australia) Limited.
Sell
-12,135
-28,031.85
Ordinary
12,135
HSBC Custody Nominees (Australia) Limited.
Sell
-23,477
-54,231.87
Ordinary
23,477
HSBC Custody Nominees (Australia) Limited.
Sell
-255,767
-578,033.42
Ordinary
255,767
HSBC Custody Nominees (Australia) Limited.
Sell
-5,714
-13,199.34
Ordinary
5,714
Total
-1,985,279
-4,790,494.31
Pendal Fund Services Limited
-1,985,279
-4,790,494.31
Pendal Institutional Limited
Date
Registered Company
Nature of
Change
Quantity
Consideration
Class of
Securities
Person’s
votes
affected
3/12/2018
Australia and New Zealand Banking Group
Sell
-3,653
-9,315.15
Ordinary
9,315
3/12/2018
Australia and New Zealand Banking Group
Sell
-1,776
-4,528.80
Ordinary
4,529
3/12/2018
Australia and New Zealand Banking Group
Sell
-4,794
-12,224.70
Ordinary
12,225

Page 5

3/12/2018
4/12/2018
12/12/2018
30/01/2019
30/01/2019
30/01/2019
30/01/2019
30/01/2019
30/01/2019
30/01/2019
30/01/2019
30/01/2019
30/01/2019
30/01/2019
30/01/2019
30/01/2019
30/01/2019
30/01/2019
30/01/2019
30/01/2019
30/01/2019
30/01/2019
30/01/2019
12/02/2019
12/02/2019
12/02/2019
12/02/2019
12/02/2019
13/02/2019
13/02/2019
13/02/2019
13/02/2019
13/02/2019
14/02/2019
14/02/2019
14/02/2019
15/02/2019
15/02/2019
15/02/2019
18/02/2019
18/02/2019
18/02/2019
18/02/2019
Australia and New Zealand Banking Group
Sell
-1,762
-4,493.10
Ordinary
4,493
Australia and New Zealand Banking Group
Sell
-346
-868.46
Ordinary
868
Australia and New Zealand Banking Group
Sell
-8,875
-22,631.25
Ordinary
22,631
Australia and New Zealand Banking Group
Sell
-423
-934.83
Ordinary
935
Australia and New Zealand Banking Group
Sell
-321
-709.41
Ordinary
709
Australia and New Zealand Banking Group
Sell
-1,709
-3,776.89
Ordinary
3,777
Australia and New Zealand Banking Group
Sell
-10,434
-23,059.14
Ordinary
23,059
Australia and New Zealand Banking Group
Sell
-6,855
-15,149.55
Ordinary
15,150
Australia and New Zealand Banking Group
Sell
-249
-550.29
Ordinary
550
Australia and New Zealand Banking Group
Sell
-358
-791.18
Ordinary
791
Australia and New Zealand Banking Group
Sell
-1,202
-2,656.42
Ordinary
2,656
Australia and New Zealand Banking Group
Sell
-467
-1,032.07
Ordinary
1,032
Australia and New Zealand Banking Group
Sell
-343
-758.03
Ordinary
758
Australia and New Zealand Banking Group
Sell
-1,395
-3,082.95
Ordinary
3,083
Australia and New Zealand Banking Group
Sell
-897
-1,982.37
Ordinary
1,982
Australia and New Zealand Banking Group
Sell
-128
-282.88
Ordinary
283
Australia and New Zealand Banking Group
Sell
-7,648
-16,902.08
Ordinary
16,902
Australia and New Zealand Banking Group
Sell
-7
-15.47
Ordinary
15
Australia and New Zealand Banking Group
Sell
-105
-232.05
Ordinary
232
Australia and New Zealand Banking Group
Sell
-1,181
-2,610.01
Ordinary
2,610
Australia and New Zealand Banking Group
Sell
-5,384
-11,898.64
Ordinary
11,899
Australia and New Zealand Banking Group
Sell
-34
-75.48
Ordinary
75
Australia and New Zealand Banking Group
Sell
-1,273
-2,813.33
Ordinary
2,813
Australia and New Zealand Banking Group
Sell
-1,203
-2,875.17
Ordinary
2,875
Australia and New Zealand Banking Group
Sell
-3,351
-8,008.89
Ordinary
8,009
Australia and New Zealand Banking Group
Sell
-5,048
-12,064.72
Ordinary
12,065
Australia and New Zealand Banking Group
Sell
-104
-248.56
Ordinary
249
Australia and New Zealand Banking Group
Sell
-8,057
-19,175.66
Ordinary
19,176
Australia and New Zealand Banking Group
Sell
-754
-1,764.36
Ordinary
1,764
Australia and New Zealand Banking Group
Sell
-8,992
-21,131.20
Ordinary
21,131
Australia and New Zealand Banking Group
Sell
-1,378
-3,224.52
Ordinary
3,225
Australia and New Zealand Banking Group
Sell
-141
-335.58
Ordinary
336
Australia and New Zealand Banking Group
Sell
-958
-2,251.30
Ordinary
2,251
Australia and New Zealand Banking Group
Sell
-80
-185.60
Ordinary
186
Australia and New Zealand Banking Group
Sell
-3,990
-9,336.60
Ordinary
9,337
Australia and New Zealand Banking Group
Sell
-19
-44.08
Ordinary
44
Australia and New Zealand Banking Group
Sell
-476
-1,113.84
Ordinary
1,114
Australia and New Zealand Banking Group
Sell
-45
-104.85
Ordinary
105
Australia and New Zealand Banking Group
Sell
-1,455
-3,390.15
Ordinary
3,390
Australia and New Zealand Banking Group
Sell
-1,110
-2,564.10
Ordinary
2,564
Australia and New Zealand Banking Group
Sell
-2,377
-5,372.02
Ordinary
5,372
Australia and New Zealand Banking Group
Sell
-89
-201.14
Ordinary
201
Australia and New Zealand Banking Group
Sell
-4,406
-9,957.56
Ordinary
9,958
Total
-105,652
-246,724.43
Pendal Institutional Limited
-105,652
-246,724.43

Page 6

Pendal Institutional Limited

Date
3/12/2018
3/12/2018
4/12/2018
12/12/2018
12/12/2018
30/01/2019
12/02/2019
12/02/2019
12/02/2019
13/02/2019
13/02/2019
13/02/2019
14/02/2019
14/02/2019
15/02/2019
15/02/2019
18/02/2019
18/02/2019
Registered Company
Nature of
Change
Quantity
Consideration
Class of
Securities
Person’s
votes
affected
HSBC Custody Nominees (Australia) Limited
Sell
-42,651
-108,760.05
Ordinary
108,760
HSBC Custody Nominees (Australia) Limited
Sell
-16,740
-42,687.00
Ordinary
42,687
HSBC Custody Nominees (Australia) Limited
Sell
-1,715
-4,304.65
Ordinary
4,305
HSBC Custody Nominees (Australia) Limited
Sell
-10,539
-26,874.45
Ordinary
26,874
HSBC Custody Nominees (Australia) Limited
Sell
-33,443
-85,279.65
Ordinary
85,280
HSBC Custody Nominees (Australia) Limited
Buy
3,346
7,394.66
Ordinary
7,395
HSBC Custody Nominees (Australia) Limited
Sell
-20,595
-49,222.05
Ordinary
49,222
HSBC Custody Nominees (Australia) Limited
Sell
-26,548
-63,184.24
Ordinary
63,184
HSBC Custody Nominees (Australia) Limited
Sell
-11,384
-27,207.76
Ordinary
27,208
HSBC Custody Nominees (Australia) Limited
Sell
-791
-1,882.58
Ordinary
1,883
HSBC Custody Nominees (Australia) Limited
Sell
-55,905
-131,376.75
Ordinary
131,377
HSBC Custody Nominees (Australia) Limited
Sell
-11,976
-28,023.84
Ordinary
28,024
HSBC Custody Nominees (Australia) Limited
Sell
-555
-1,287.60
Ordinary
1,288
HSBC Custody Nominees (Australia) Limited
Sell
-22,421
-52,465.14
Ordinary
52,465
HSBC Custody Nominees (Australia) Limited
Sell
-2,671
-6,250.14
Ordinary
6,250
HSBC Custody Nominees (Australia) Limited
Sell
-8,428
-19,637.24
Ordinary
19,637
HSBC Custody Nominees (Australia) Limited
Sell
-6,238
-14,409.78
Ordinary
14,410
HSBC Custody Nominees (Australia) Limited
Sell
-38,608
-87,254.08
Ordinary
87,254
Total
-307,862
-742,712.34
Pendal Institutional Limited
-307,862
-742,712.34
Pendal Institutional Limited
Date Registered Company Nature of
Change
Quantity Consideration Class of
Securities
Person’s
votes
affected
3/12/2018 State Street Australia Limited Sell -104,305 -265,977.75 Ordinary 265,978
3/12/2018 State Street Australia Limited Sell -1,824 -4,651.20 Ordinary 4,651
3/12/2018 State Street Australia Limited Sell -47,186 -120,324.30 Ordinary 120,324
3/12/2018 State Street Australia Limited Sell -16,803 -42,847.65 Ordinary 42,848
3/12/2018 State Street Australia Limited Sell -8,316 -21,205.80 Ordinary 21,206
3/12/2018 State Street Australia Limited Sell -51,146 -130,422.30 Ordinary 130,422
4/12/2018 State Street Australia Limited Sell -4,426 -11,109.26 Ordinary 11,109
4/12/2018 State Street Australia Limited Sell -2,202 -5,527.02 Ordinary 5,527
12/12/2018 State Street Australia Limited Sell -21,407 -54,587.85 Ordinary 54,588
12/12/2018 State Street Australia Limited Sell -92,132 -234,936.60 Ordinary 234,937
12/12/2018 State Street Australia Limited Sell -39,480 -100,674.00 Ordinary 100,674
12/12/2018 State Street Australia Limited Sell -16,999 -43,347.45 Ordinary 43,347
30/01/2019 State Street Australia Limited Buy 9,722 21,485.62 Ordinary 21,486
30/01/2019 State Street Australia Limited Buy 4,837 10,689.77 Ordinary 10,690
12/02/2019 State Street Australia Limited Sell -22,568 -53,937.52 Ordinary 53,938

Page 7

12/02/2019
12/02/2019
12/02/2019
12/02/2019
12/02/2019
13/02/2019
13/02/2019
13/02/2019
13/02/2019
13/02/2019
13/02/2019
14/02/2019
14/02/2019
14/02/2019
14/02/2019
15/02/2019
15/02/2019
15/02/2019
15/02/2019
18/02/2019
18/02/2019
18/02/2019
18/02/2019
State Street Australia Limited
Sell
-29,093
-69,241.34
Ordinary
69,241
State Street Australia Limited
Sell
-12,474
-29,812.86
Ordinary
29,813
State Street Australia Limited
Sell
-11,219
-26,813.41
Ordinary
26,813
State Street Australia Limited
Sell
-6,201
-14,820.39
Ordinary
14,820
State Street Australia Limited
Sell
-14,461
-34,417.18
Ordinary
34,417
State Street Australia Limited
Sell
-15,677
-36,684.18
Ordinary
36,684
State Street Australia Limited
Sell
-1,036
-2,465.68
Ordinary
2,466
State Street Australia Limited
Sell
-73,179
-171,970.65
Ordinary
171,971
State Street Australia Limited
Sell
-31,514
-73,742.76
Ordinary
73,743
State Street Australia Limited
Sell
-147,108
-345,703.80
Ordinary
345,704
State Street Australia Limited
Sell
-2,083
-4,957.54
Ordinary
4,958
State Street Australia Limited
Sell
-727
-1,686.64
Ordinary
1,687
State Street Australia Limited
Sell
-29,348
-68,674.32
Ordinary
68,674
State Street Australia Limited
Sell
-58,998
-138,055.32
Ordinary
138,055
State Street Australia Limited
Sell
-1,461
-3,389.52
Ordinary
3,390
State Street Australia Limited
Sell
-22,178
-51,674.74
Ordinary
51,675
State Street Australia Limited
Sell
-7,029
-16,447.86
Ordinary
16,448
State Street Australia Limited
Sell
-3,497
-8,182.98
Ordinary
8,183
State Street Australia Limited
Sell
-11,032
-25,704.56
Ordinary
25,705
State Street Australia Limited
Sell
-16,415
-37,918.65
Ordinary
37,919
State Street Australia Limited
Sell
-101,592
-229,597.92
Ordinary
229,598
State Street Australia Limited
Sell
-8,165
-18,861.15
Ordinary
18,861
State Street Australia Limited
Sell
-50,537
-114,213.62
Ordinary
114,214
Total
-1,069,259
-2,582,410
Pendal Institutional Limited
-1,069,259
-2,582,410.38

Page 8