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FLEETPARTNERS GROUP LIMITED — Major Shareholding Notification 2019
Feb 20, 2019
64940_rns_2019-02-20_470db98f-2719-4f15-9d2a-284ea3207295.pdf
Major Shareholding Notification
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Pendal Group Limited
Level 14, The Chifley Tower
2 Chifley Square Sydney NSW 2000 Australia ABN 28 126 385 822
Company Announcements Platform Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000
21 February 2019
Dear Sir/Madam
Re: Notice of Change of Interests of Substantial Holder
In accordance with section 671B of the Corporations Act 2001 (Cth), we attach a Notice of Change of Interests of Substantial Holder (Form 604) in respect of Eclipx Group Limited (ECX).
Yours faithfully
==> picture [119 x 40] intentionally omitted <==
Joanne Hawkins Group Company Secretary
1
{00015748.docx}
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme ECLIPX GROUP LIMITED (ECX) ACN/ARSN ACN 131 557 901 1. Details of substantial holder(1) Name PENDAL GROUP LIMITED (PDL) ACN/ARSN (if applicable) ACN 126 385 822 There was a change in the interests of the substantial holder on 19/02/2019 The previous notice was given to the company on 3/12/2018 The previous notice was dated 29/11/2018
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice in the company or scheme, are as follows:
| Class of securities (4) | Previous Notice | Previous Notice | Present Notice | Present Notice |
|---|---|---|---|---|
| Person’s votes | VotingPower(5) | Person’s votes | VotingPower(5) | |
| ORDINARY SHARES |
22,458,526 | 7.03% | 18,990,474 | 5.94% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change(7) |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 19/02/2019 | PDL & its Associates, Pendal Fund Services Limited, Pendal Institutional Limited |
See Annexure 'A' |
See Annexure 'A' |
See Annexure 'A' |
See Annexure 'A' |
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4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder(8) |
Nature of relevant interest (6) |
Class and Number of securities |
Person’s votes |
|---|---|---|---|---|---|
| Pendal Fund Services Limited * |
HSBC Custody Nominees (Australia) Limited. |
HSBC Custody Nominees (Australia) Limited. |
Pendal Fund Services Limited is the trustee or responsible entity of various managed investment schemes and, in that capacity, can exercise the power to vote or dispose of the shares. |
10,706,079 Ordinary |
10,076,079 |
| Pendal Institutional Limited |
Australia and New Zealand Banking Group HSBC Custody Nominees (Australia) Limited. State Street Australia Limited |
Australia and New Zealand Banking Group HSBC Custody Nominees (Australia) Limited. State Street Australia Limited |
Pendal Institutional Limited is the investment manager appointed by various superannuation funds, institutional investors and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares.. |
8,284,395 Ordinary |
8,284,395 |
- Pendal Fund Services Limited has appointed Pendal Institutional Limited to act as the investment manager of the trusts of which it is responsible entity, giving Pendal Institutional Limited the capacity to exercise the power to vote or dispose of the shares. Pendal Institutional Limited therefore also has a relevant interest in shares in which Pendal Fund Services Limited has a relevant interest.
5. Changes in association
The persons who have become associates (2) of, or ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN(if applicable) | Nature of association |
|---|---|
| 6. Addresses The addresses ofpersons named in this form are as follows: |
|
| Name | Address |
| Pendal Group Limited (PDL) | Level 14, Chifley Tower, 2 Chifley Square, SydneyNSW 2000 |
| Pendal Fund Services Limited | Level 14, Chifley Tower, 2 Chifley Square, SydneyNSW 2000 |
| Pendal Institutional Limited | Level 14, Chifley Tower, 2 Chifley Square SYDNEY NSW 2000 |
| ECLIPX GROUP LIMITED (ECX) | The Company Secretary, ECLIPX GROUP LIMITED (ECX) Level 32, 1 O’Connell Street SYDNEY NSW 2000 Tel: +61 2 8973 7272 |
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Signature
| Print name Sign here |
Joanne Hawkins CapacityCompanySecretary |
|---|---|
| Date 21/02/2019 |
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| DIRECTIONS | |
|---|---|
| (1) | If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related |
| corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the | |
| relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically | |
| named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 | |
| of the form. | |
| (2) | See the definition of “associate” in section 9 of the Corporations Act 2001. |
| (3) | See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001. |
| (4) | The voting shares of a company constitute one class unless divided into separate classes. |
| (5) | The person’s votes divided by the total votes in the body corporate scheme multiplied by 100. |
| (6) | Include details of: |
| (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection |
|
| 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person | |
| giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a | |
| written statement certifying this contract, scheme or arrangement; and | |
| (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting | |
| powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to | |
| which the qualification applies). | |
| See the definition of “relevant agreement” in section 9 of the Corporations Act 2001. | |
| (7) | Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest |
| was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the | |
| benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the | |
| substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom | |
| the relevant interest was acquired. | |
| (8) | If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an |
| option) write “unknown”. | |
| (9) | Give details, if appropriate, of the present association and any changes in that association since the last substantial holding |
| notice. |
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ANNEXURE A
This is annexure ‘A’ referred to in Form 604, Notice of change of interests of substantial holder, lodged for Pendal Group Limited ACN 126 385 822
Joanne Hawkins – Company Secretary, Pendal Group Limited - 21/02/2019
TRANSACTION HISTORY
Sales & Purchases for the period : 30/11/2018 to 19/02/2019 SECURITY: ECX
| Pendal Fund Services Limited | Pendal Fund Services Limited |
|---|---|
| Date 3/12/2018 3/12/2018 4/12/2018 12/12/2018 30/01/2019 12/02/2019 13/02/2019 14/02/2019 14/02/2019 15/02/2019 15/02/2019 12/02/2019 12/02/2019 13/02/2019 13/02/2019 18/02/2019 18/02/2019 18/02/2019 18/02/2019 |
Registered Company Nature of Change Quantity Consideration Class of Securities Person’s votes affected HSBC Custody Nominees (Australia) Limited. Sell -238,254 -607,547.70 Ordinary 238,254 HSBC Custody Nominees (Australia) Limited. Sell -153,521 -391,478.55 Ordinary 153,521 HSBC Custody Nominees (Australia) Limited. Sell -11,311 -28,390.61 Ordinary 11,311 HSBC Custody Nominees (Australia) Limited. Sell -290,132 -739,836.60 Ordinary 290,132 HSBC Custody Nominees (Australia) Limited. Buy 22,508 49,742.68 Ordinary 22,508 HSBC Custody Nominees (Australia) Limited. Sell -118,513 -283,246.07 Ordinary 118,513 HSBC Custody Nominees (Australia) Limited. Sell -370,359 -870,343.65 Ordinary 370,359 HSBC Custody Nominees (Australia) Limited. Sell -148,535 -347,571.90 Ordinary 148,535 HSBC Custody Nominees (Australia) Limited. Sell -3,677 -8,530.64 Ordinary 3,677 HSBC Custody Nominees (Australia) Limited. Sell -17,697 -41,410.98 Ordinary 17,697 HSBC Custody Nominees (Australia) Limited. Sell -55,835 -130,095.55 Ordinary 55,835 HSBC Custody Nominees (Australia) Limited. Sell -152,770 -363,592.60 Ordinary 152,770 HSBC Custody Nominees (Australia) Limited. Sell -65,506 -156,559.34 Ordinary 65,506 HSBC Custody Nominees (Australia) Limited. Sell -79,340 -185,655.60 Ordinary 79,340 HSBC Custody Nominees (Australia) Limited. Sell -5,244 -12,480.72 Ordinary 5,244 HSBC Custody Nominees (Australia) Limited. Sell -12,135 -28,031.85 Ordinary 12,135 HSBC Custody Nominees (Australia) Limited. Sell -23,477 -54,231.87 Ordinary 23,477 HSBC Custody Nominees (Australia) Limited. Sell -255,767 -578,033.42 Ordinary 255,767 HSBC Custody Nominees (Australia) Limited. Sell -5,714 -13,199.34 Ordinary 5,714 Total -1,985,279 -4,790,494.31 Pendal Fund Services Limited -1,985,279 -4,790,494.31 |
| Pendal Institutional Limited | |
| Date Registered Company Nature of Change Quantity Consideration Class of Securities Person’s votes affected 3/12/2018 Australia and New Zealand Banking Group Sell -3,653 -9,315.15 Ordinary 9,315 3/12/2018 Australia and New Zealand Banking Group Sell -1,776 -4,528.80 Ordinary 4,529 3/12/2018 Australia and New Zealand Banking Group Sell -4,794 -12,224.70 Ordinary 12,225 |
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| 3/12/2018 4/12/2018 12/12/2018 30/01/2019 30/01/2019 30/01/2019 30/01/2019 30/01/2019 30/01/2019 30/01/2019 30/01/2019 30/01/2019 30/01/2019 30/01/2019 30/01/2019 30/01/2019 30/01/2019 30/01/2019 30/01/2019 30/01/2019 30/01/2019 30/01/2019 30/01/2019 12/02/2019 12/02/2019 12/02/2019 12/02/2019 12/02/2019 13/02/2019 13/02/2019 13/02/2019 13/02/2019 13/02/2019 14/02/2019 14/02/2019 14/02/2019 15/02/2019 15/02/2019 15/02/2019 18/02/2019 18/02/2019 18/02/2019 18/02/2019 |
Australia and New Zealand Banking Group Sell -1,762 -4,493.10 Ordinary 4,493 Australia and New Zealand Banking Group Sell -346 -868.46 Ordinary 868 Australia and New Zealand Banking Group Sell -8,875 -22,631.25 Ordinary 22,631 Australia and New Zealand Banking Group Sell -423 -934.83 Ordinary 935 Australia and New Zealand Banking Group Sell -321 -709.41 Ordinary 709 Australia and New Zealand Banking Group Sell -1,709 -3,776.89 Ordinary 3,777 Australia and New Zealand Banking Group Sell -10,434 -23,059.14 Ordinary 23,059 Australia and New Zealand Banking Group Sell -6,855 -15,149.55 Ordinary 15,150 Australia and New Zealand Banking Group Sell -249 -550.29 Ordinary 550 Australia and New Zealand Banking Group Sell -358 -791.18 Ordinary 791 Australia and New Zealand Banking Group Sell -1,202 -2,656.42 Ordinary 2,656 Australia and New Zealand Banking Group Sell -467 -1,032.07 Ordinary 1,032 Australia and New Zealand Banking Group Sell -343 -758.03 Ordinary 758 Australia and New Zealand Banking Group Sell -1,395 -3,082.95 Ordinary 3,083 Australia and New Zealand Banking Group Sell -897 -1,982.37 Ordinary 1,982 Australia and New Zealand Banking Group Sell -128 -282.88 Ordinary 283 Australia and New Zealand Banking Group Sell -7,648 -16,902.08 Ordinary 16,902 Australia and New Zealand Banking Group Sell -7 -15.47 Ordinary 15 Australia and New Zealand Banking Group Sell -105 -232.05 Ordinary 232 Australia and New Zealand Banking Group Sell -1,181 -2,610.01 Ordinary 2,610 Australia and New Zealand Banking Group Sell -5,384 -11,898.64 Ordinary 11,899 Australia and New Zealand Banking Group Sell -34 -75.48 Ordinary 75 Australia and New Zealand Banking Group Sell -1,273 -2,813.33 Ordinary 2,813 Australia and New Zealand Banking Group Sell -1,203 -2,875.17 Ordinary 2,875 Australia and New Zealand Banking Group Sell -3,351 -8,008.89 Ordinary 8,009 Australia and New Zealand Banking Group Sell -5,048 -12,064.72 Ordinary 12,065 Australia and New Zealand Banking Group Sell -104 -248.56 Ordinary 249 Australia and New Zealand Banking Group Sell -8,057 -19,175.66 Ordinary 19,176 Australia and New Zealand Banking Group Sell -754 -1,764.36 Ordinary 1,764 Australia and New Zealand Banking Group Sell -8,992 -21,131.20 Ordinary 21,131 Australia and New Zealand Banking Group Sell -1,378 -3,224.52 Ordinary 3,225 Australia and New Zealand Banking Group Sell -141 -335.58 Ordinary 336 Australia and New Zealand Banking Group Sell -958 -2,251.30 Ordinary 2,251 Australia and New Zealand Banking Group Sell -80 -185.60 Ordinary 186 Australia and New Zealand Banking Group Sell -3,990 -9,336.60 Ordinary 9,337 Australia and New Zealand Banking Group Sell -19 -44.08 Ordinary 44 Australia and New Zealand Banking Group Sell -476 -1,113.84 Ordinary 1,114 Australia and New Zealand Banking Group Sell -45 -104.85 Ordinary 105 Australia and New Zealand Banking Group Sell -1,455 -3,390.15 Ordinary 3,390 Australia and New Zealand Banking Group Sell -1,110 -2,564.10 Ordinary 2,564 Australia and New Zealand Banking Group Sell -2,377 -5,372.02 Ordinary 5,372 Australia and New Zealand Banking Group Sell -89 -201.14 Ordinary 201 Australia and New Zealand Banking Group Sell -4,406 -9,957.56 Ordinary 9,958 Total -105,652 -246,724.43 Pendal Institutional Limited -105,652 -246,724.43 |
|---|---|
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Pendal Institutional Limited
| Date 3/12/2018 3/12/2018 4/12/2018 12/12/2018 12/12/2018 30/01/2019 12/02/2019 12/02/2019 12/02/2019 13/02/2019 13/02/2019 13/02/2019 14/02/2019 14/02/2019 15/02/2019 15/02/2019 18/02/2019 18/02/2019 |
Registered Company Nature of Change Quantity Consideration Class of Securities Person’s votes affected HSBC Custody Nominees (Australia) Limited Sell -42,651 -108,760.05 Ordinary 108,760 HSBC Custody Nominees (Australia) Limited Sell -16,740 -42,687.00 Ordinary 42,687 HSBC Custody Nominees (Australia) Limited Sell -1,715 -4,304.65 Ordinary 4,305 HSBC Custody Nominees (Australia) Limited Sell -10,539 -26,874.45 Ordinary 26,874 HSBC Custody Nominees (Australia) Limited Sell -33,443 -85,279.65 Ordinary 85,280 HSBC Custody Nominees (Australia) Limited Buy 3,346 7,394.66 Ordinary 7,395 HSBC Custody Nominees (Australia) Limited Sell -20,595 -49,222.05 Ordinary 49,222 HSBC Custody Nominees (Australia) Limited Sell -26,548 -63,184.24 Ordinary 63,184 HSBC Custody Nominees (Australia) Limited Sell -11,384 -27,207.76 Ordinary 27,208 HSBC Custody Nominees (Australia) Limited Sell -791 -1,882.58 Ordinary 1,883 HSBC Custody Nominees (Australia) Limited Sell -55,905 -131,376.75 Ordinary 131,377 HSBC Custody Nominees (Australia) Limited Sell -11,976 -28,023.84 Ordinary 28,024 HSBC Custody Nominees (Australia) Limited Sell -555 -1,287.60 Ordinary 1,288 HSBC Custody Nominees (Australia) Limited Sell -22,421 -52,465.14 Ordinary 52,465 HSBC Custody Nominees (Australia) Limited Sell -2,671 -6,250.14 Ordinary 6,250 HSBC Custody Nominees (Australia) Limited Sell -8,428 -19,637.24 Ordinary 19,637 HSBC Custody Nominees (Australia) Limited Sell -6,238 -14,409.78 Ordinary 14,410 HSBC Custody Nominees (Australia) Limited Sell -38,608 -87,254.08 Ordinary 87,254 Total -307,862 -742,712.34 Pendal Institutional Limited -307,862 -742,712.34 |
|---|---|
| Pendal Institutional Limited |
| Date | Registered Company | Nature of Change |
Quantity | Consideration | Class of Securities |
Person’s votes affected |
|---|---|---|---|---|---|---|
| 3/12/2018 | State Street Australia Limited | Sell | -104,305 | -265,977.75 | Ordinary | 265,978 |
| 3/12/2018 | State Street Australia Limited | Sell | -1,824 | -4,651.20 | Ordinary | 4,651 |
| 3/12/2018 | State Street Australia Limited | Sell | -47,186 | -120,324.30 | Ordinary | 120,324 |
| 3/12/2018 | State Street Australia Limited | Sell | -16,803 | -42,847.65 | Ordinary | 42,848 |
| 3/12/2018 | State Street Australia Limited | Sell | -8,316 | -21,205.80 | Ordinary | 21,206 |
| 3/12/2018 | State Street Australia Limited | Sell | -51,146 | -130,422.30 | Ordinary | 130,422 |
| 4/12/2018 | State Street Australia Limited | Sell | -4,426 | -11,109.26 | Ordinary | 11,109 |
| 4/12/2018 | State Street Australia Limited | Sell | -2,202 | -5,527.02 | Ordinary | 5,527 |
| 12/12/2018 | State Street Australia Limited | Sell | -21,407 | -54,587.85 | Ordinary | 54,588 |
| 12/12/2018 | State Street Australia Limited | Sell | -92,132 | -234,936.60 | Ordinary | 234,937 |
| 12/12/2018 | State Street Australia Limited | Sell | -39,480 | -100,674.00 | Ordinary | 100,674 |
| 12/12/2018 | State Street Australia Limited | Sell | -16,999 | -43,347.45 | Ordinary | 43,347 |
| 30/01/2019 | State Street Australia Limited | Buy | 9,722 | 21,485.62 | Ordinary | 21,486 |
| 30/01/2019 | State Street Australia Limited | Buy | 4,837 | 10,689.77 | Ordinary | 10,690 |
| 12/02/2019 | State Street Australia Limited | Sell | -22,568 | -53,937.52 | Ordinary | 53,938 |
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| 12/02/2019 12/02/2019 12/02/2019 12/02/2019 12/02/2019 13/02/2019 13/02/2019 13/02/2019 13/02/2019 13/02/2019 13/02/2019 14/02/2019 14/02/2019 14/02/2019 14/02/2019 15/02/2019 15/02/2019 15/02/2019 15/02/2019 18/02/2019 18/02/2019 18/02/2019 18/02/2019 |
State Street Australia Limited Sell -29,093 -69,241.34 Ordinary 69,241 State Street Australia Limited Sell -12,474 -29,812.86 Ordinary 29,813 State Street Australia Limited Sell -11,219 -26,813.41 Ordinary 26,813 State Street Australia Limited Sell -6,201 -14,820.39 Ordinary 14,820 State Street Australia Limited Sell -14,461 -34,417.18 Ordinary 34,417 State Street Australia Limited Sell -15,677 -36,684.18 Ordinary 36,684 State Street Australia Limited Sell -1,036 -2,465.68 Ordinary 2,466 State Street Australia Limited Sell -73,179 -171,970.65 Ordinary 171,971 State Street Australia Limited Sell -31,514 -73,742.76 Ordinary 73,743 State Street Australia Limited Sell -147,108 -345,703.80 Ordinary 345,704 State Street Australia Limited Sell -2,083 -4,957.54 Ordinary 4,958 State Street Australia Limited Sell -727 -1,686.64 Ordinary 1,687 State Street Australia Limited Sell -29,348 -68,674.32 Ordinary 68,674 State Street Australia Limited Sell -58,998 -138,055.32 Ordinary 138,055 State Street Australia Limited Sell -1,461 -3,389.52 Ordinary 3,390 State Street Australia Limited Sell -22,178 -51,674.74 Ordinary 51,675 State Street Australia Limited Sell -7,029 -16,447.86 Ordinary 16,448 State Street Australia Limited Sell -3,497 -8,182.98 Ordinary 8,183 State Street Australia Limited Sell -11,032 -25,704.56 Ordinary 25,705 State Street Australia Limited Sell -16,415 -37,918.65 Ordinary 37,919 State Street Australia Limited Sell -101,592 -229,597.92 Ordinary 229,598 State Street Australia Limited Sell -8,165 -18,861.15 Ordinary 18,861 State Street Australia Limited Sell -50,537 -114,213.62 Ordinary 114,214 Total -1,069,259 -2,582,410 Pendal Institutional Limited -1,069,259 -2,582,410.38 |
|---|---|
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