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FLEETPARTNERS GROUP LIMITED Major Shareholding Notification 2018

Aug 8, 2018

64940_rns_2018-08-08_07ddb0fd-7b37-4502-9f3a-3abfbfdea3a9.pdf

Major Shareholding Notification

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Pendal Group Limited

Level 14, The Chifley Tower

2 Chifley Square Sydney NSW 2000 Australia

ABN 28 126 385 822

Company Announcements Platform Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000

9 August 2018

Dear Sir/Madam,

Re: Notice of Change of Interests of Substantial Holder

In accordance with section 671B of the Corporations Act 2001 (Cth), we attach a Notice of Change of Interests of Substantial Holder (Form 604) in respect of Eclipx Group Limited (ECX).

Yours faithfully,

==> picture [119 x 40] intentionally omitted <==

Joanne Hawkins Company Secretary

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Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme ECLIPX GROUP LIMITED (ECX) ACN/ARSN ACN 131 557 901

1. Details of substantial holder(1)

Name PENDAL GROUP LIMITED (PDL) ACN/ARSN (if applicable) ACN 126 385 822

There was a change in the interests of the substantial holder on 07/08/2018 The previous notice was given to the company on 13/02/2018 The previous notice was dated 09/02/2018

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice in the company or scheme, are as follows:

Class of securities (4) Previous Notice Previous Notice Present Notice Present Notice
Person’s votes VotingPower(5) Person’s votes VotingPower(5)
ORDINARY
SHARES
16,685,223 5.28% 22,490,368 7.04%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant interest
changed
Nature of
change (6)
Consideration
given in
relation to
change(7)
Class and
number of
securities
affected
Person’s
votes
affected
07/08/2018 PDL & its Associates, Pendal
Fund Services Limited,
Pendal Institutional Limited
See
Annexure
'A'
See
Annexure
'A'
See
Annexure
'A'
See
Annexure
'A'

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4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest Registered
holder of
securities
Person entitled
to be registered
as holder(8)
Nature of
relevant interest
(6)
Class and
Number of
securities
Person’s votes
Pendal Fund
Services Limited *
HSBC Custody
Nominees
(Australia)
Limited.
HSBC Custody
Nominees
(Australia)
Limited.
Pendal Fund
Services Limited
is the trustee or
responsible entity
of various
managed
investment
schemes and, in
that capacity, can
exercise the
power to vote or
dispose of the
shares.
12,584,880
Ordinary
12,584,880
Pendal Institutional
Limited
Australia and
New Zealand
Banking Group
HSBC Custody
Nominees
(Australia)
Limited.
State Street
Australia
Limited
Australia and
New Zealand
Banking Group
HSBC Custody
Nominees
(Australia)
Limited.
State Street
Australia
Limited
Pendal
Institutional
Limited is the
investment
manager
appointed by
various
superannuation
funds,
institutional
investors and
unit trusts and, in
that capacity, can
exercise the
power to vote or
dispose of the
shares..
9,905,488
Ordinary
9,905,488
  • Pendal Fund Services Limited has appointed Pendal Institutional Limited to act as the investment manager of the trusts of which it is responsible entity, giving Pendal Institutional Limited the capacity to exercise the power to vote or dispose of the shares. Pendal Institutional Limited therefore also has a relevant interest in shares in which Pendal Fund Services Limited has a relevant interest.

5. Changes in association

The persons who have become associates (2) of, or ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

6.
Addresses
The addresses ofpersons named in this form are as follows:
Name Address
Pendal Group Limited (PDL) Level 14, Chifley Tower, 2 Chifley Square,
SydneyNSW 2000
Pendal Fund Services Limited Level 14, Chifley Tower, 2 Chifley Square,
SydneyNSW 2000
Pendal Institutional Limited Level 14, Chifley Tower, 2 Chifley Square
SYDNEY NSW 2000
ECLIPX GROUP LIMITED (ECX) The Company Secretary,
ECLIPX GROUP LIMITED (ECX)
Level 32, 1 O’Connell Street
SYDNEY NSW 2000
Tel: +61 2 8973 7272

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Signature

Print name
Sign here
Joanne Hawkins
CapacityCompanySecretary
Date
09/08/2018

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  • DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

  • (2) See the definition of “associate” in section 9 of the Corporations Act 2001.

  • (3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001. (4) The voting shares of a company constitute one class unless divided into separate classes. (5) The person’s votes divided by the total votes in the body corporate scheme multiplied by 100. (6) Include details of: (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (8) If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an option) write “unknown”.

  • (9) Give details, if appropriate, of the present association and any changes in that association since the last substantial holding notice.

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ANNEXURE A

This is annexure ‘A’ referred to in Form 604, Notice of change of interests of substantial holder, lodged for Pendal Group Limited ACN 126 385 822

Joanne Hawkins – Company Secretary, Pendal Group Limited - 09/08/2018

TRANSACTION HISTORY

Sales & Purchases for the period : 10/02/2018 to 07/08/2018 SECURITY: ECX

Pendal Fund Services Limited

Date Registered Company Nature
of
Change
Quantity Consideration Class of
Securities
Person’s
votes affected
12/04/2018 HSBC Custody Nominees (Australia) Limited. Buy 178,825 600,852.00 Ordinary 178,825
17/04/2018 HSBC Custody Nominees (Australia) Limited. Buy 58,535 196,677.60 Ordinary 58,535
18/04/2018 HSBC Custody Nominees (Australia) Limited. Buy 125,110 424,122.90 Ordinary 125,110
19/04/2018 HSBC Custody Nominees (Australia) Limited. Buy 175,330 585,602.20 Ordinary 175,330
24/04/2018 HSBC Custody Nominees (Australia) Limited. Buy 73,911 226,167.66 Ordinary 73,911
8/05/2018 HSBC Custody Nominees (Australia) Limited. Buy 61,830 193,527.90 Ordinary 61,830
8/05/2018 HSBC Custody Nominees (Australia) Limited. Buy 268,950 841,813.50 Ordinary 268,950
10/05/2018 HSBC Custody Nominees (Australia) Limited. Buy 158,913 494,219.43 Ordinary 158,913
2/07/2018 HSBC Custody Nominees (Australia) Limited. Buy 256,764 839,618.28 Ordinary 256,764
7/08/2018 HSBC Custody Nominees (Australia) Limited. Buy 1,062,588 1,838,277.24 Ordinary 1,062,588
7/08/2018 HSBC Custody Nominees (Australia) Limited. Buy 762,882 1,304,528.22 Ordinary 762,882
Total 3,183,638 7,545,406.93
Pendal Fund Services Limited 3,183,638 7,545,406.93

Pendal Institutional Limited

Date Registered Company Nature
of
Change
Quantity Consideration Class of
Securities
Person’s
votes affected
21/03/2018 Australia and New Zealand Banking Group Sell -5,591 -20,630.79 Ordinary 5,591
21/03/2018 Australia and New Zealand Banking Group Sell -7,498 -27,667.62 Ordinary 7,498
21/03/2018 Australia and New Zealand Banking Group Sell -800 -2,952.00 Ordinary 800
21/03/2018 Australia and New Zealand Banking Group Sell -9,496 -35,040.24 Ordinary 9,496
12/04/2018 Australia and New Zealand Banking Group Buy 10,361 34,812.96 Ordinary 10,361
17/04/2018 Australia and New Zealand Banking Group Buy 1,751 5,883.36 Ordinary 1,751
18/04/2018 Australia and New Zealand Banking Group Buy 3,744 12,692.16 Ordinary 3,744
19/04/2018 Australia and New Zealand Banking Group Buy 6,851 22,882.34 Ordinary 6,851
24/04/2018 Australia and New Zealand Banking Group Buy 1,738 5,318.28 Ordinary 1,738
8/05/2018 Australia and New Zealand Banking Group Buy 7,945 24,867.85 Ordinary 7,945
8/05/2018 Australia and New Zealand Banking Group Buy 1,827 5,718.51 Ordinary 1,827

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10/05/2018 Australia and New Zealand Banking Group Buy 4,716 14,666.76 Ordinary 4,716
20/06/2018 Australia and New Zealand Banking Group Buy 5,881 19,466.11 Ordinary 5,881
2/07/2018 Australia and New Zealand Banking Group Buy 8,085 26,437.95 Ordinary 8,085
11/07/2018 Australia and New Zealand Banking Group Buy 6,500 20,670.00 Ordinary 6,500
7/08/2018 Australia and New Zealand Banking Group Buy 38,492 66,591.16 Ordinary 38,492
7/08/2018 Australia and New Zealand Banking Group Buy 27,636 47,257.56 Ordinary 27,636
Total 102,142 220,974.35
Date Registered Company Nature
of
Change
Quantity Consideration Class of
Securities
Person’s
votes affected
12/04/2018 HSBC Custody Nominees (Australia) Limited Buy 19,892 66,837.12 Ordinary 19,892
17/04/2018 HSBC Custody Nominees (Australia) Limited Buy 9,611 32,292.96 Ordinary 9,611
18/04/2018 HSBC Custody Nominees (Australia) Limited Buy 20,543 69,640.77 Ordinary 20,543
19/04/2018 HSBC Custody Nominees (Australia) Limited Buy 25,754 86,018.36 Ordinary 25,754
24/04/2018 HSBC Custody Nominees (Australia) Limited Buy 12,092 37,001.52 Ordinary 12,092
8/05/2018 HSBC Custody Nominees (Australia) Limited Buy 9,348 29,259.24 Ordinary 9,348
8/05/2018 HSBC Custody Nominees (Australia) Limited Buy 40,662 127,272.06 Ordinary 40,662
10/05/2018 HSBC Custody Nominees (Australia) Limited Buy 24,652 76,667.72 Ordinary 24,652
2/07/2018 HSBC Custody Nominees (Australia) Limited Buy 41,945 137,160.15 Ordinary 41,945
7/08/2018 HSBC Custody Nominees (Australia) Limited Buy 136,796 236,657.08 Ordinary 136,796
7/08/2018 HSBC Custody Nominees (Australia) Limited Buy 98,213 167,944.23 Ordinary 98,213
Total 439,508 1,066,751.21
Date Registered Company Nature
of
Change
Quantity Consideration Class of
Securities
Person’s
votes affected
12/04/2018 State Street Australia Limited Buy 111,058 373,154.88 Ordinary 111,058
17/04/2018 State Street Australia Limited Buy 22,776 76,527.36 Ordinary 22,776
18/04/2018 State Street Australia Limited Buy 48,680 165,025.20 Ordinary 48,680
19/04/2018 State Street Australia Limited Buy 81,511 272,246.74 Ordinary 81,511
24/04/2018 State Street Australia Limited Buy 19,820 60,649.20 Ordinary 19,820
8/05/2018 State Street Australia Limited Buy 23,717 74,234.21 Ordinary 23,717
8/05/2018 State Street Australia Limited Buy 103,162 322,897.06 Ordinary 103,162
10/05/2018 State Street Australia Limited Buy 61,248 190,481.28 Ordinary 61,248
2/07/2018 State Street Australia Limited Buy 99,954 326,849.58 Ordinary 99,954
7/08/2018 State Street Australia Limited Buy 341,411 583,812.81 Ordinary 341,411
7/08/2018 State Street Australia Limited Buy 475,537 822,679.01 Ordinary 475,537
12/04/2018 State Street Australia Limited Buy 55,264 185,687.04 Ordinary 55,264
17/04/2018 State Street Australia Limited Buy 11,330 38,068.80 Ordinary 11,330
18/04/2018 State Street Australia Limited Buy 24,217 82,095.63 Ordinary 24,217
19/04/2018 State Street Australia Limited Buy 40,554 135,450.36 Ordinary 40,554
24/04/2018 State Street Australia Limited Buy 9,853 30,150.18 Ordinary 9,853
8/05/2018 State Street Australia Limited Buy 51,325 160,647.25 Ordinary 51,325
8/05/2018 State Street Australia Limited Buy 11,800 36,934.00 Ordinary 11,800
10/05/2018 State Street Australia Limited Buy 30,471 94,764.81 Ordinary 30,471
2/07/2018 State Street Australia Limited Buy 49,724 162,597.48 Ordinary 49,724
7/08/2018 State Street Australia Limited Buy 236,587 409,295.51 Ordinary 236,587
7/08/2018 State Street Australia Limited Buy 169,858 290,457.18 Ordinary 169,858

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Total 2,079,857 4,894,705.57
Pendal Institutional Limited 2,621,507 6,182,431.13

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