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FLAHERTY & CRUMRINE TOTAL RETURN FUND INC Director's Dealing 2016

Feb 19, 2016

33743_dirs_2016-02-19_af6a07e1-c7e2-4fb8-8944-d5890c47adcd.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: FLAHERTY & CRUMRINE TOTAL RETURN FUND INC (FLC)
CIK: 0001245648
Period of Report: 2015-11-30

Reporting Person: ETTINGER ROBERT M (Affiliated Person of Adviser)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-11-30 Common Stock J 0 Acquired 44893.668 Direct

Footnotes

F1: Due to his ownership of 16.6% of Flaherty & Crumrine Incorporated, Mr. Ettinger also has an indirect interest in the 4,198 shares of common stock held by Flaherty & Crumrine Incorporated.

F2: Due to his ownership of 16.6% of Flaherty & Crumrine Incorporated, Mr. Ettinger also has an indirect interest in the 4,198 shares of common stock held by Flaherty & Crumrine Incorporated.