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FLAHERTY & CRUMRINE TOTAL RETURN FUND INC — Director's Dealing 2016
Feb 19, 2016
33743_dirs_2016-02-19_af6a07e1-c7e2-4fb8-8944-d5890c47adcd.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: FLAHERTY & CRUMRINE TOTAL RETURN FUND INC (FLC)
CIK: 0001245648
Period of Report: 2015-11-30
Reporting Person: ETTINGER ROBERT M (Affiliated Person of Adviser)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-30 | Common Stock | J | 0 | — | Acquired | 44893.668 | Direct |
Footnotes
F1: Due to his ownership of 16.6% of Flaherty & Crumrine Incorporated, Mr. Ettinger also has an indirect interest in the 4,198 shares of common stock held by Flaherty & Crumrine Incorporated.
F2: Due to his ownership of 16.6% of Flaherty & Crumrine Incorporated, Mr. Ettinger also has an indirect interest in the 4,198 shares of common stock held by Flaherty & Crumrine Incorporated.
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