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Five9, Inc. — Director's Dealing 2018
Jun 5, 2018
31693_dirs_2018-06-05_8f8c0a59-d7a5-4324-b8ac-7510524d2570.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2018-06-01
Reporting Person: Burkland Michael (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-01 | Common Stock | M | 24000 | $4.25 | Acquired | 203434 | Direct |
| 2018-06-01 | Common Stock | S | 24000 | $35.28 | Disposed | 179434 | Direct |
| 2018-06-04 | Common Stock | M | 8000 | $4.25 | Acquired | 187434 | Direct |
| 2018-06-04 | Common Stock | S | 8000 | $36.60 | Disposed | 179434 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-01 | Employee Stock Option (right to buy) | $4.25 | M | 24000 | Disposed | 2024-11-05 | Common Stock (24000.0) | Direct |
| 2018-06-04 | Employee Stock Option (right to buy) | $4.25 | M | 8000 | Disposed | 2024-11-05 | Common Stock (8000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 578392 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.60 to $35.67, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $37.14, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.