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Five9, Inc. Director's Dealing 2018

Aug 7, 2018

31693_dirs_2018-08-06_229b5387-9d56-489b-a5c9-9c6a3863ebcb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2018-08-06

Reporting Person: Passi Gaurav (EVP, Product Management)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-08-06 Common Stock M 979 $4.25 Acquired 84567 Direct
2018-08-06 Common Stock S 979 $34.45 Disposed 83588 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-08-06 Employee Stock Option (right to buy) $4.25 M 979 Disposed 2024-11-05 Common Stock (979.0) Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.94 to $34.63, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.