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Five9, Inc. — Director's Dealing 2016
Sep 2, 2016
31693_dirs_2016-09-02_e8ae9ee7-63b7-4f3c-b5d6-f68a7de9a537.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2016-08-31
Reporting Person: WELCH SCOTT (EVP, Cloud Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-31 | Common Stock | M | 8472 | $4.25 | Acquired | 207784 | Direct |
| 2016-08-31 | Common Stock | S | 8472 | $15 | Disposed | 199312 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-31 | Employee Stock Option (right to buy) | $4.25 | M | 8472 | Disposed | 2024-11-05 | Common Stock (8472.0) | Direct |
Footnotes
F1: Original option grant was for 84,000 shares. Option began vesting with respect to 25% of shares subject to the option one year after November 5, 2014, and with respect to the remaining 75% of the shares subject to the option vests in 36 equal monthly installments thereafter.
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