Five9, Inc. — Director's Dealing 2016

Sep 7, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2016-09-06

Reporting Person: Crane Michael J. (EVP, Services)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-09-06	Common Stock	M	3334	$5.18	Acquired	80006	Direct
2016-09-06	Common Stock	S	3334	$16.06	Disposed	76672	Direct
2016-09-06	Common Stock	S	3114	$15.57	Disposed	73558	Direct
2016-09-06	Common Stock	S	514	$15.72	Disposed	73044	Direct
2016-09-06	Common Stock	S	1886	$15.85	Disposed	71158	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-09-06	Employee Stock Option (right to buy)	$5.18	M	3334	Disposed	2025-04-09	Common Stock (3334.0)	Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2016.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.53 to $15.60, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: The reported sales were to cover taxes upon the vesting of restricted stock units.

F4: Original option grant was for 160,000 shares. Option began vesting with respect to 25% of shares subject to the option one year after 4/9/2015, and with respect to the remaining 75% of the shares subject to the option vests in 36 equal monthly installments thereafter.