Five9, Inc. — Director's Dealing 2015

Jan 5, 2015

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2015-01-01

Reporting Person: Passi Gaurav (EVP, Product Management)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	31208	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (right to buy)	$8.48	2023-10-25	Common Stock (53749)		Direct
Stock Option (right to buy)	$10.12	2023-12-18	Common Stock (5000)		Direct
Stock Option (right to buy)	$4.25	2024-11-05	Common Stock (47000)		Direct

Footnotes

F1: Option began vesting with respect to 25% of the shares subject to the option one year after August 30, 2013, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.

F2: Option began vesting in 48 substantially equal monthly installments on the one-month anniversary of December 18, 2013.

F3: Option began vesting in 48 substantially equal monthly installments on the one-month anniversary of November 5, 2014.