Five9, Inc. — Director's Dealing 2015

Mar 4, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2015-03-02

Reporting Person: Burkland Daniel P. (EVP, Sales & Business Dev.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-03-02	Common Stock	M	2500	$0.28	Acquired	144000	Direct
2015-03-02	Common Stock	S	2500	$3.90	Disposed	141500	Direct
2015-03-03	Common Stock	M	2500	$0.28	Acquired	144000	Direct
2015-03-03	Common Stock	S	2500	$4.00	Disposed	141500	Direct
2015-03-04	Common Stock	S	1900	$4.05	Disposed	139600	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-03-02	Stock Option (right to buy)	$0.28	M	2500	Disposed	2019-12-15	Common Stock (2500)	Direct
2015-03-03	Stock Option (right to buy)	$0.28	M	2500	Disposed	2019-12-15	Common Stock (2500)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.89 to $3.92, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.02, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote

F3: The reported sales were to cover taxes upon the vesting of restricted stock units.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.049 to $4.05. The reporting person undertakes to
provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F5: The holder of the option may exercise it at any time.