AI assistant
Five9, Inc. — Director's Dealing 2015
Jan 6, 2015
31693_dirs_2015-01-06_d747d88b-146c-4654-8af4-333711da04c7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2015-01-02
Reporting Person: Burkland Michael (Director, CEO, President and Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-02 | Common Stock | M | 13000 | $0.12 | Acquired | 1086500 | Direct |
| 2015-01-02 | Common Stock | G | 13000 | $0.00 | Disposed | 1073500 | Direct |
| 2015-01-02 | Common Stock | G | 13000 | $0.00 | Acquired | 13000 | Indirect |
| 2015-01-02 | Common Stock | S | 13000 | $4.37 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-02 | Stock Option (right to buy) | $0.12 | M | 13000 | Disposed | 2018-05-20 | Common Stock (13000) | Direct |
Footnotes
F1: The reporting person transferred these securities as a gift to a trust for the benefit of the reporting person's children.
F2: These securities are held in a trust for the benefit of the reporting person's children, who share the reporting person's household. The reporting person and his spouse are co-trustees of the trust.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.29 to $4.45, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The original option grant was for 1,981,496 shares. Option began vesting with respect to 25% of shares subject to the option one year after January 24, 2008, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter