Five9, Inc. — Director's Dealing 2014

Oct 7, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2014-10-03

Reporting Person: Burkland Michael (Director, CEO, President and Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-10-03	Common Stock	M	6000	$0.12	Acquired	909500	Direct
2014-10-03	Common Stock	G	6000	$0.00	Disposed	903500	Direct
2014-10-03	Common Stock	G	6000	$0.00	Acquired	6000	Indirect
2014-10-03	Common Stock	S	6000	$5.99	Disposed	0	Indirect
2014-10-06	Common Stock	M	6453	$0.12	Acquired	909953	Direct
2014-10-06	Common Stock	G	6453	$0.00	Disposed	903500	Direct
2014-10-06	Common Stock	G	6453	$0.00	Acquired	6453	Indirect
2014-10-06	Common Stock	S	6453	$5.95	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-10-03	Stock Option (right to buy)	$0.12	M	6000	Disposed	2018-05-20	Common Stock (6000)	Direct
2014-10-06	Stock Option (right to buy)	$0.12	M	6453	Disposed	2018-05-20	Common Stock (6453)	Direct

Footnotes

F1: The reporting person transferred these securities as a gift to a trust for the benefit of the reporting person's children.

F2: These securities are held in a trust for the benefit of the reporting person's children, who share the reporting person's household. The reporting person and his spouse are co-trustees of the trust.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.95 to $6.10, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.81 to $6.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote

F5: The original option grant was for 1,981,496 shares. Option began vesting with respect to 25% of shares subject to the option one year after January 24, 2008, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.