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Five9, Inc. Director's Dealing 2014

Apr 3, 2014

31693_dirs_2014-04-03_80cb4d53-f983-4717-ad49-7a36ebb16e43.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2014-04-03

Reporting Person: ZWARENSTEIN BARRY (Chief Financial Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 159711 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to buy) $0.96 2022-04-27 Common stock (184312) Direct
Stock Option (right to buy) $9.48 2023-11-22 Common stock (88860) Direct

Footnotes

F1: Original option grant was for 402,135 shares. Option began vesting with respect to 25% of shares subject to the option one year after January 11, 2012, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.

F2: Original option grant was for 90,750 shares. Option began vesting in 48 substantially equal monthly installments on the one-month anniversary of November 22, 2013.