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Five9, Inc. — Director's Dealing 2014
Apr 3, 2014
31693_dirs_2014-04-03_80cb4d53-f983-4717-ad49-7a36ebb16e43.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2014-04-03
Reporting Person: ZWARENSTEIN BARRY (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 159711 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $0.96 | 2022-04-27 | Common stock (184312) | Direct | |
| Stock Option (right to buy) | $9.48 | 2023-11-22 | Common stock (88860) | Direct |
Footnotes
F1: Original option grant was for 402,135 shares. Option began vesting with respect to 25% of shares subject to the option one year after January 11, 2012, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.
F2: Original option grant was for 90,750 shares. Option began vesting in 48 substantially equal monthly installments on the one-month anniversary of November 22, 2013.
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