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Five9, Inc. — Director's Dealing 2014
Oct 31, 2014
31693_dirs_2014-10-31_815926ae-7ccc-457c-bc84-f0c1d20092f8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2014-10-29
Reporting Person: Mosaic Venture Partners II Limited Partnership (10% Owner)
Reporting Person: Samuel David G. (10% Owner)
Reporting Person: 1369904 Ontario, Inc. (10% Owner)
Reporting Person: Lobo Vernon F (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-29 | Common Stock | J | 6307484 | $0.00 | Disposed | 0 | Direct |
Footnotes
F1: Mosaic Venture Partners II, Limited Partnership ("Mosaic") was the record owner of these shares. 1369904 Ontario, Inc. ("Ontario"), as the general partner of Mosaic, had voting and investment control of the shares held by Mosaic. David Samuel and Vernon Lobo are Managing Directors of Ontario and may have been deemed to share voting and investment power with respect to the shares held by Mosaic. Mr. Samuel and Mr. Lobo disclaimed beneficial ownership of all shares held by Mosaic except to the extent of their pecuniary interest therein.