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Five9, Inc. — Director's Dealing 2014
Apr 7, 2014
31693_dirs_2014-04-07_62cb9496-89d8-4d12-843b-af8baf464685.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2014-04-03
Reporting Person: HUMMER WINBLAD VENTURE PARTNERS V LP (10% Owner)
Reporting Person: Hummer Winblad Equity Partners V, LLC (10% Owner)
Reporting Person: HUMMER WINBLAD VENTURE PARTNERS V A LP (10% Owner)
Reporting Person: Hummer John (10% Owner)
Reporting Person: WINBLAD ANN L (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-03 | Common Stock | J | 25000 | $0.00 | Acquired | 25000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8410041 | Direct |
Footnotes
F1: The reported shares are owned directly by Mitchell Kertzman, who is a manging member of Hummer Winblad Equity Partners V, L.L.C. ("HWEP V")., which is the general partner of Hummer Winblad Venture Partners V, L.P. ("HWVP V") and Hummer Winblad Venture Partners V-A, L.P. ("HWVP VA"). By agreement with HWEP V, Mr. Kertzman holds the shares for the benefit of HWEP V.
F2: Shares are owned directly by HWVP V as nominee for HWVP V and HWVP VA. John Hummer and Ann Winblad are each managing members of HWEP V, which is the general partner of HWVP V and HWVP VA. HWEP V, Mr. Hummer and Ms. Winblad disclaim beneficial ownership of all securities held by HWVP V, except to the extent of their pecuniary interests therein.