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Five9, Inc. — Director's Dealing 2014
Apr 3, 2014
31693_dirs_2014-04-03_05acd8b5-a93d-4384-bc6c-e59db937ea57.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Five9, Inc. (FIVN)
CIK: 0001288847
Period of Report: 2014-04-03
Reporting Person: Burkland Michael (Director, CEO, President and Chairman)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 903500 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $0.52 | 2021-04-29 | Common stock (230660) | Direct | |
| Stock Option (right to buy) | $0.12 | 2018-05-20 | Common stock (856496) | Direct | |
| Stock Option (right to buy) | $4.84 | 2023-01-25 | Common stock (185308) | Direct | |
| Stock Option (right to buy) | $9.48 | 2023-11-22 | Common stock (251499) | Direct |
Footnotes
F1: Option began vesting in 48 substantially equal monthly installments on the one-month anniversary of January 1, 2011.
F2: Original option grant was for 1,981,496 shares. Option began vesting with respect to 25% of shares subject to the option one year after January 24, 2008, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.
F3: Option began vesting with respect to 25% of the shares subject to the option one year after January 25, 2013, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.
F4: Option began vesting in 48 substantially equal monthly installments on the one-month anniversary of November 22, 2013.