Five Point Holdings, LLC — Director's Dealing 2020

Jan 17, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Five Point Holdings, LLC (FPH)
CIK: 0001574197
Period of Report: 2020-01-15

Reporting Person: Higgins Erik R. (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-15	Class A common shares	A	92707	$0.00	Acquired	530815	Direct
2020-01-15	Class A common shares	M	18145	—	Acquired	548960	Direct
2020-01-15	Class A common shares	F	38598	$8.09	Disposed	510362	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-15	Restricted share units	$	M	18145	Disposed		Class A common shares (18145)	Direct

Footnotes

F1: Includes 92,707 Class A common shares subject to certain restrictions upon transfer and rights of forfeiture that will lapse based on continued service.

F2: Each restricted share unit is a contingent right to receive one Class A common share.

F3: On June 1, 2016, the reporting person was granted such restricted share units pursuant to the Five Point Holdings, LLC 2016 Incentive Award Plan. Such restricted share units have vested. 18,145 restricted share units settled on a one-for-one basis in Class A common shares on January 15, 2020.