Five Point Holdings, LLC — Director's Dealing 2020

Mar 23, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Five Point Holdings, LLC (FPH)
CIK: 0001574197
Period of Report: 2020-03-19

Reporting Person: Luxor Capital Group, LP (N/A)
Reporting Person: LUXOR CAPITAL PARTNERS OFFSHORE LTD (N/A)
Reporting Person: Luxor Capital Partners, LP (N/A)
Reporting Person: Luxor Wavefront, LP (N/A)
Reporting Person: LCG HOLDINGS LLC (N/A)
Reporting Person: Thebes Partners, LP (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-19	Class A Common Shares, no par value	P	129835	$4.4118	Acquired	4164392	Indirect
2020-03-19	Class A Common Shares, no par value	P	4148	$4.04	Acquired	4168540	Indirect
2020-03-19	Class A Common Shares, no par value	P	183587	$5.1469	Acquired	4352127	Indirect
2020-03-19	Class A Common Shares, no par value	P	628429	$5.11	Acquired	4980556	Indirect
2020-03-20	Class A Common Shares, no par value	P	183815	$4.25	Acquired	5164371	Indirect
2020-03-20	Class A Common Shares, no par value	P	40439	$4.2764	Acquired	5204810	Indirect
2020-03-19	Class A Common Shares, no par value	P	34929	$4.4118	Acquired	1102817	Indirect
2020-03-19	Class A Common Shares, no par value	P	1116	$4.04	Acquired	1103933	Indirect
2020-03-19	Class A Common Shares, no par value	P	49389	$5.1469	Acquired	1153322	Indirect
2020-03-19	Class A Common Shares, no par value	P	169062	$5.11	Acquired	1322384	Indirect
2020-03-20	Class A Common Shares, no par value	P	49451	$4.25	Acquired	1371835	Indirect
2020-03-20	Class A Common Shares, no par value	P	10879	$4.2764	Acquired	1382714	Indirect
2020-03-19	Class A Common Shares, no par value	P	35002	$4.4118	Acquired	2759206	Indirect
2020-03-19	Class A Common Shares, no par value	P	1118	$4.04	Acquired	2760324	Indirect
2020-03-19	Class A Common Shares, no par value	P	49493	$5.1469	Acquired	2809817	Indirect
2020-03-19	Class A Common Shares, no par value	P	169415	$5.11	Acquired	2979232	Indirect
2020-03-20	Class A Common Shares, no par value	P	49554	$4.25	Acquired	3028786	Indirect
2020-03-20	Class A Common Shares, no par value	P	10902	$4.2764	Acquired	3039688	Indirect
2020-03-19	Class A Common Shares, no par value	P	6837	$4.4118	Acquired	662705	Indirect
2020-03-19	Class A Common Shares, no par value	P	218	$4.04	Acquired	662923	Indirect
2020-03-19	Class A Common Shares, no par value	P	9668	$5.1469	Acquired	672591	Indirect
2020-03-19	Class A Common Shares, no par value	P	33094	$5.11	Acquired	705685	Indirect
2020-03-20	Class A Common Shares, no par value	P	9680	$4.25	Acquired	715365	Indirect
2020-03-20	Class A Common Shares, no par value	P	2129	$4.2764	Acquired	717494	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Shares, no par value	976787	Indirect

Footnotes

F1: This Form 4 is filed jointly by Luxor Capital Group, LP ("Luxor Capital Group"), Luxor Capital Partners, LP ("Onshore Fund"), Luxor Capital Partners Offshore, Ltd. ("Offshore Feeder Fund"), Luxor Wavefront, LP ("Wavefront Fund"), Thebes Partners, LP ("Thebes Feeder Fund"), LCG Holdings, LLC ("LCG Holdings"), Luxor Management, LLC ("Luxor Management") and Christian Leone (collectively, the "Reporting Persons").

F2: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F3: Securities owned directly by Onshore Fund. Each of LCG Holdings and Luxor Capital Group, as the general partner and investment manager, respectively, of Onshore Fund, may be deemed to beneficially own the securities owned directly by Onshore Fund. Luxor Management, as the general partner of Luxor Capital Group, and Christian Leone, as the managing member of each of LCG Holdings and Luxor Management, may be deemed to beneficially own the securities owned directly by Onshore Fund.

F4: Securities owned directly by Wavefront Fund. Each of LCG Holdings and Luxor Capital Group, as the general partner and investment manager, respectively, of Wavefront Fund, may be deemed to beneficially own the securities owned directly by Wavefront Fund. Luxor Management, as the general partner of Luxor Capital Group, and Christian Leone, as the managing member of each of LCG Holdings and Luxor Management, may be deemed to beneficially own the securities owned directly by Wavefront Fund.

F5: Securities owned directly by Luxor Capital Partners Offshore Master Fund, LP ("Offshore Master Fund"). Offshore Feeder Fund, as the owner of a controlling interest in Offshore Master Fund, may be deemed to beneficially own the securities owned directly by Offshore Master Fund. Each of LCG Holdings and Luxor Capital Group, as the general partner and investment manager, respectively, of Offshore Master Fund, may be deemed to beneficially own the securities owned directly by Offshore Master Fund. Luxor Management, as the general partner of Luxor Capital Group, and Christian Leone, as the managing member of each of LCG Holdings and Luxor Management, may be deemed to beneficially own the securities owned directly by Offshore Master Fund.

F6: Securities owned directly by Qena Capital Partners Offshore Master Fund, LP ("Qena Master Fund"). Each of LCG Holdings and Luxor Capital Group, as the general partner and investment manager, respectively of Qena Master Fund, may be deemed to beneficially own the securities owned directly by Qena Master Fund. Luxor Management, as the general partner of Luxor Capital Group, and Christian Leone, as the managing member of each of LCG Holdings and Luxor Management, may be deemed to beneficially own the securities owned directly by Qena Master Fund.

F7: Securities owned directly by Thebes Offshore Master Fund, LP ("Thebes Master Fund"). Thebes Feeder Fund, the owner of a controlling interest in, and together with a minority investor, the owner of 100% of the interests in Thebes Master Fund, may be deemed to beneficially own the securities owned directly by Thebes Master Fund. Each of LCG Holdings and Luxor Capital Group, as the general partner and investment manager, respectively, of Thebes Master Fund, may be deemed to beneficially own the securities owned directly by Thebes Master Fund. Luxor Management, as the general partner of Luxor Capital Group, and Christian Leone, as the managing member of each of LCG Holdings and Luxor Management, may be deemed to beneficially own the securities owned directly by Thebes Master Fund.