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Five Point Holdings, LLC — Director's Dealing 2019
Jan 17, 2019
32335_dirs_2019-01-17_b4498b85-e4ee-43b7-a385-f3a12c82a9be.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Five Point Holdings, LLC (NYSE: FPH)
CIK: 0001574197
Period of Report: 2019-01-15
Reporting Person: Hunt Gary H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-15 | Class A common shares | A | 10526 | $0.00 | Acquired | 10526 | Direct |
| 2019-01-15 | Class A common shares | M | 9923 | — | Acquired | 10526 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-15 | Restricted share units | $ | M | 9923 | Disposed | Class A common shares (9923) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A common shares | 24377 | Indirect |
Footnotes
F1: Each restricted share unit is a contingent right to receive one Class A common share.
F2: Mr. Hunt contributed the Class A common shares received in the settlement of restricted share units to the Gary H. Hunt Living Trust, established December 11, 2009, of which Mr. Hunt serves as sole trustee.
F3: On August 1, 2016, the reporting person was granted such restricted share units pursuant to the Five Point Holdings, LLC 2016 Incentive Award Plan. 9,923 restricted share units vested and were settled on January 15, 2019. The remaining 9,923 unsettled restricted share units will vest and settle on a one-for-one basis in Class A common shares or cash, at the option of Five Point Holdings, LLC, on January 15, 2020.
F4: Owned by the Gary H. Hunt Living Trust, established December 11, 2009, of which Mr. Hunt serves as sole trustee.