Five Point Holdings, LLC — Director's Dealing 2019

Jan 17, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Five Point Holdings, LLC (NYSE: FPH)
CIK: 0001574197
Period of Report: 2019-01-15

Reporting Person: Haddad Emile (Director, See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-01-15	Class A common shares	A	411182	$0.00	Acquired	999854	Direct
2019-01-15	Class A common shares	M	283098	—	Acquired	1282952	Direct
2019-01-15	Class A common shares	F	171892	$7.60	Disposed	1111060	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-01-15	Restricted share units	$	M	283098	Disposed		Class A common shares (283098)	Direct

Footnotes

F1: Includes 164,473 Class A common shares subject to certain restrictions upon transfer and rights of forfeiture that will lapse based on continued service, and a total of 246,709 Class A common shares subject to certain restrictions upon transfer and rights of forfeiture and restricted share units that will be settled in an equal number of Class A common shares, in each case contingent on the Class A common shares satisfying certain price targets.

F2: Each restricted share unit is a contingent right to receive one Class A common share.

F3: On August 1, 2016, the reporting person was granted such restricted share units pursuant to the Five Point Holdings, LLC 2016 Incentive Award Plan. Such restricted share units have vested. 283,098 restricted share units were settled on January 15, 2019. The remaining 283,099 unsettled restricted share units will settle on a one-for-one basis in Class A common shares or cash, at the option of Five Point Holdings, LLC, on January 15, 2020.