AI assistant
Five Point Holdings, LLC — Director's Dealing 2018
Jan 17, 2018
32335_dirs_2018-01-17_e099fb12-70ce-4d49-97d0-b26d3ee3df2a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Five Point Holdings, LLC (FPH)
CIK: 0001574197
Period of Report: 2018-01-15
Reporting Person: Hunt Gary H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-15 | Class A common shares | A | 5394 | $0.00 | Acquired | 12537 | Direct |
| 2018-01-16 | Class A common shares | M | 9923 | — | Acquired | 22460 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-16 | Restricted share units | $ | M | 9923 | Disposed | Class A common shares (9923) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A common shares | 9923 | Indirect |
Footnotes
F1: These shares are subject to certain restrictions upon transfer and rights of forfeiture as set forth in the Five Point Holdings, LLC 2016 Incentive Award Plan (the "2016 Incentive Award Plan") and an agreement entered into between the registered owner and Five Point Holdings, LLC (the "Company"), copies of which are on file with the secretary of the Company. Such restricted shares will vest in four equal quarterly installments beginning on March 31, 2018.
F2: Restricted share units were settled on a one-for-one basis in Class A common shares.
F3: Owned by the Gary H. Hunt Living Trust, established December 11, 2009, of which Mr. Hunt serves as sole trustee.
F4: On August 1, 2016, the reporting person was granted such restricted share units pursuant to the 2016 Incentive Award Plan. The remaining restricted share units will vest and settle on a one-for-one basis in Class A common shares or cash, at the option of the Company, in two equal installments on January 15, 2019 and January 15, 2020.