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Five Point Holdings, LLC — Director's Dealing 2018
Jan 17, 2018
32335_dirs_2018-01-17_107322f0-40d5-4056-b1fa-fe92977e4841.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Five Point Holdings, LLC (FPH)
CIK: 0001574197
Period of Report: 2018-01-15
Reporting Person: Jochim Lynn (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-15 | Class A common shares | A | 134861 | $0.00 | Acquired | 178143 | Direct |
| 2018-01-15 | Class A common shares | F | 7529 | $14.83 | Disposed | 170614 | Direct |
| 2018-01-16 | Class A common shares | M | 59821 | — | Acquired | 230435 | Direct |
| 2018-01-16 | Class A common shares | F | 29809 | $14.59 | Disposed | 200626 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-16 | Restricted share units | $ | M | 59821 | Disposed | Class A common shares (59821) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A common shares | 44389 | Indirect |
Footnotes
F1: These shares are subject to certain restrictions upon transfer and rights of forfeiture as set forth in the Five Point Holdings, LLC 2016 Incentive Award Plan (the "2016 Incentive Award Plan") and an agreement entered into between the registered owner and Five Point Holdings, LLC (the "Company"), copies of which are on file with the secretary of the Company. Such restricted shares will vest in three equal annual installments beginning on January 15, 2019.
F2: Restricted share units were settled on a one-for-one basis in Class A common shares.
F3: 34,389 Class A common shares of the Company are owned by The 2002 Jochim Family Trust UAD 05/15/02 and 10,000 Class A common shares of the Company are owned by The Edward J Jochim By-Pass Trust UAD 03/01/84. The reporting person disclaims beneficial ownership of the shares owned by her spouse, David Jochim, except to the extent of her pecuniary interest therein.
F4: On June 1, 2016, the reporting person was granted such restricted share units pursuant to the 2016 Incentive Award Plan. Such restricted share units have vested. The remaining unsettled restricted share units will settle on a one-for-one basis in Class A common shares or cash, at the option of the Company, in two equal installments on January 15, 2019 and January 15, 2020.