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Five Point Holdings, LLC Director's Dealing 2018

Jan 17, 2018

32335_dirs_2018-01-17_107322f0-40d5-4056-b1fa-fe92977e4841.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Five Point Holdings, LLC (FPH)
CIK: 0001574197
Period of Report: 2018-01-15

Reporting Person: Jochim Lynn (See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-01-15 Class A common shares A 134861 $0.00 Acquired 178143 Direct
2018-01-15 Class A common shares F 7529 $14.83 Disposed 170614 Direct
2018-01-16 Class A common shares M 59821 Acquired 230435 Direct
2018-01-16 Class A common shares F 29809 $14.59 Disposed 200626 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-01-16 Restricted share units $ M 59821 Disposed Class A common shares (59821) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A common shares 44389 Indirect

Footnotes

F1: These shares are subject to certain restrictions upon transfer and rights of forfeiture as set forth in the Five Point Holdings, LLC 2016 Incentive Award Plan (the "2016 Incentive Award Plan") and an agreement entered into between the registered owner and Five Point Holdings, LLC (the "Company"), copies of which are on file with the secretary of the Company. Such restricted shares will vest in three equal annual installments beginning on January 15, 2019.

F2: Restricted share units were settled on a one-for-one basis in Class A common shares.

F3: 34,389 Class A common shares of the Company are owned by The 2002 Jochim Family Trust UAD 05/15/02 and 10,000 Class A common shares of the Company are owned by The Edward J Jochim By-Pass Trust UAD 03/01/84. The reporting person disclaims beneficial ownership of the shares owned by her spouse, David Jochim, except to the extent of her pecuniary interest therein.

F4: On June 1, 2016, the reporting person was granted such restricted share units pursuant to the 2016 Incentive Award Plan. Such restricted share units have vested. The remaining unsettled restricted share units will settle on a one-for-one basis in Class A common shares or cash, at the option of the Company, in two equal installments on January 15, 2019 and January 15, 2020.