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Five Point Holdings, LLC — Director's Dealing 2017
May 9, 2017
32335_dirs_2017-05-09_8c534f95-3102-4be1-95d6-1d823dfb737b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Five Point Holdings, LLC (FPH)
CIK: 0001574197
Period of Report: 2017-05-09
Reporting Person: McWilliams Greg (See Remarks)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A common shares | 26599 | Indirect |
| Class A common shares | 43282 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted share units | $ | Class A common shares (159052) | Direct |
Footnotes
F1: 26,599 Class A common shares of Five Point Holdings, LLC (the "Company") are owned by the McWilliams Family Trust established August 23, 2004, of which Mr. McWilliams and his wife serve as co-trustees.
F2: These restricted shares are subject to certain restrictions upon transfer and rights of forfeiture as set forth in the Five Point Holdings, LLC 2016 Incentive Award Plan (the "2016 Incentive Award Plan) and an agreement entered into between the registered owner and the Company, copies of which are on file with the secretary of the Company. Such restricted shares will vest in three equal annual installments beginning on January 15, 2018.
F3: Such restricted share units granted to Mr. McWilliams pursuant to the 2016 Incentive Award Plan have vested and will settle on a one-for-one basis in Class A common shares or cash, at the option of the Company, in three equal annual installments beginning on January 15, 2018.