AI assistant
FIVE BELOW, INC — Director's Dealing 2018
Mar 22, 2018
30702_dirs_2018-03-22_fd77d269-b90b-4ab4-b642-dcdea827c513.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIVE BELOW, INC (FIVE)
CIK: 0001177609
Period of Report: 2018-03-20
Reporting Person: Vellios Thomas (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-20 | Common Stock | M | 128766 | — | Acquired | 778604 | Direct |
| 2018-03-20 | Common Stock | F | 59163 | $68.98 | Disposed | 719441 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-20 | Restricted Stock Units | $ | M | 128766 | Disposed | Common Stock (128766) | Direct |
Footnotes
F1: On March 20, 2018, the third and final tranche of the reporting person's 309,039 restricted stock units vested with respect to 128,766 shares of common stock.
F2: Each performance restricted stock unit represents the contingent right to receive one share of Five Below, Inc.'s common stock.
F3: As previously reported, on December 19, 2014, the reporting person was granted 309,039 restricted stock units vesting in three installments, subject to the Issuer's achievement of specified levels of adjusted operating income and subject to retention and acceleration under certain circumstances. The first installment vested on March 8, 2016, the second installment vested on March 20, 2017, and the third installment vested on March 20, 2018.