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FIVE BELOW, INC — Director's Dealing 2018
Jul 19, 2018
30702_dirs_2018-07-19_fd53bdce-9653-4ebf-abd2-47dbd298145e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIVE BELOW, INC (FIVE)
CIK: 0001177609
Period of Report: 2018-07-17
Reporting Person: SPECTER ERIC M (Chief Administrative Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-17 | Common Stock | M | 16193 | $35.27 | Acquired | 29117 | Direct |
| 2018-07-17 | Common Stock | S | 16193 | $103.1185 | Disposed | 12924 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-07-17 | Stock Option (right to buy) | $35.27 | M | 16193 | Disposed | 2024-07-28 | Common Stock (16193) | Direct |
Footnotes
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.50 to $103.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: 50% of the option grant vested and became exercisable on July 28, 2016, 25% of the option grant vested and became exercisable on July 28, 2017 and the remaining 25% will vest and become exercisable on July 28, 2018, subject to the reporting person's continued employment.