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FIVE BELOW, INC — Director's Dealing 2012
Jul 25, 2012
30702_dirs_2012-07-25_1f59f82a-f9fd-447b-b243-645e4d739cdc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIVE BELOW, INC (FIVE)
CIK: 0001177609
Period of Report: 2012-07-24
Reporting Person: GPE VI GP Limited Partnership (Member of group>10%)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-24 | Common Stock | C | 27061044 | — | Acquired | 27061044 | Indirect |
| 2012-07-24 | Common Stock | S | 3412423 | $15.81 | Disposed | 23648621 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-07-24 | Series A 8% Convertible Preferred Stock | $ | D | 78211111 | Disposed | Common Stock (27061044) | Indirect |
Footnotes
F1: The Series A 8% Convertible Preferred Stock is convertible into Five Below, Inc. common stock on a 1-for-0.346 basis and has no expiration date.
F2: These securities are indirectly beneficially owned in the following capacities: as General Partner of Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent International GPE VI-B Limited Partnership, Advent International GPE VI-F Limited Partnership and Advent International GPE VI-G Limited Partnership. These five GPE VI Funds are shareholders of Advent - Five Below Acquisition Limited Partnership which is the direct owner of these securities.