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FIVE BELOW, INC — Director's Dealing 2012
Jul 25, 2012
30702_dirs_2012-07-25_4a52cb77-c16b-4cec-9f6d-8cc448ab0f97.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIVE BELOW, INC (FIVE)
CIK: 0001177609
Period of Report: 2012-07-24
Reporting Person: GPE VI GP (Delaware) Limited Partnership (Member of group >10%)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-24 | Common Stock | C | 3001322 | — | Acquired | 3001322 | Indirect |
| 2012-07-24 | Common Stock | S | 378469 | $15.81 | Disposed | 2622853 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-07-24 | Series A 8% Convertible Preferred Stock | $ | D | 8674339 | Disposed | Common Stock (3001322) | Indirect |
Footnotes
F1: The Series A 8% Convertible Preferred Stock is convertible into Five Below, Inc. common stock on a 1-for-0.346 basis and has no expiration date.
F2: These securities are indirectly beneficially owned in the following capacities: as General Partner of Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and Advent International GPE VI-E Limited Partnership. These three GPE VI Funds are shareholders of Advent - Five Below Acquisition Limited Partnership which is the direct owner of these securities.