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FISERV INC — Director's Dealing 2024
May 17, 2024
29938_dirs_2024-05-17_12669f63-4aff-4c3f-b451-03ec001fa794.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FI)
CIK: 0000798354
Period of Report: 2024-05-15
Reporting Person: Chiarello Guy (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-15 | Common Stock | M | 24000 | $52.81 | Acquired | 187699 | Direct |
| 2024-05-15 | Common Stock | S | 12117 | $154.21 | Disposed | 175582 | Direct |
| 2024-05-15 | Common Stock | S | 11883 | $154.91 | Disposed | 163699 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-15 | Employee Stock Option (right to buy) | $52.81 | M | 24000 | Disposed | 2025-10-15 | Common Stock (24000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 37381 | Indirect |
Footnotes
F1: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 15, 2023, for estate and financial planning purposes.
F2: This transaction was executed in multiple trades at prices ranging from $153.73 to $154.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $154.73 to $155.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee.
F5: This option vested 25% on each of December 31, 2017, and December 31, 2018, and 50% on July 29, 2019.