AI assistant
FISERV INC — Director's Dealing 2022
Jan 3, 2022
29938_dirs_2022-01-03_df6e351e-1668-4cc7-8260-c0b90372f196.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2021-12-30
Reporting Person: Chiarello Guy (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-30 | Common Stock | M | 21000 | $36.54 | Acquired | 217375 | Direct |
| 2021-12-30 | Common Stock | S | 8156 | $104.54 | Disposed | 209219 | Direct |
| 2021-12-30 | Common Stock | S | 12844 | $105.09 | Disposed | 196375 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-30 | Employee Stock Option (right to buy) | $36.54 | M | 21000 | Disposed | 2023-07-11 | Common Stock (21000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26118 | Indirect |
Footnotes
F1: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.
F2: This transaction was executed in multiple trades at prices ranging from $104.06 to $104.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $105.00 to $105.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Held by The Guy Chiarello 2020 Trust for the benefit of the reporting person's spouse and children and of which the reporting person's spouse serves as trustee and the reporting person serves as investment advisor.
F5: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.