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FISERV INC Director's Dealing 2022

Feb 1, 2022

29938_dirs_2022-02-01_b13bce89-557e-41df-925f-cd94d44e5928.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2022-01-28

Reporting Person: Chiarello Guy (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-01-28 Common Stock M 12592 $36.54 Acquired 208967 Direct
2022-01-28 Common Stock S 10000 $100.40 Disposed 198967 Direct
2022-01-28 Common Stock S 2592 $105.00 Disposed 196375 Direct
2022-01-29 Common Stock F 6422 $104.89 Disposed 189953 Direct
2022-01-31 Common Stock M 8408 $36.54 Acquired 198361 Direct
2022-01-31 Common Stock S 8408 $105.00 Disposed 189953 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-01-28 Employee Stock Option (right to buy) $36.54 M 12592 Disposed 2023-07-11 Common Stock (12592) Direct
2022-01-31 Employee Stock Option (right to buy) $36.54 M 8408 Disposed 2023-07-11 Common Stock (8408) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 26118 Indirect
Common Stock 37381 Indirect

Footnotes

F1: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

F2: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.

F3: This transaction was executed in multiple trades at prices ranging from $105.00 to $105.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: Held by The Guy Chiarello 2020 Trust for the benefit of the reporting person's spouse and children and of which the reporting person's spouse serves as trustee and the reporting person serves as investment advisor.

F5: Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee. This previously reported holding, with respect to which there were no transactions, was inadvertently omitted from the reporting person's filings in December 2021 and January 2022.

F6: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.