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FISERV INC — Director's Dealing 2021
Jan 4, 2021
29938_dirs_2021-01-04_7e2520e6-ab5a-4d98-ab45-5f9ec8bfedb7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2020-12-31
Reporting Person: Bisignano Frank (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-28 | Common Stock | G | 4345 | $0.00 | Disposed | 2367627 | Direct |
| 2020-09-21 | Common Stock | G | 9742 | $0.00 | Disposed | 2357885 | Direct |
| 2020-11-12 | Common Stock | G | 3484 | $0.00 | Disposed | 2354401 | Direct |
| 2020-11-13 | Common Stock | G | 226 | $0.00 | Disposed | 2354175 | Direct |
| 2020-11-23 | Common Stock | G | 42373 | $0.00 | Disposed | 2311802 | Direct |
| 2020-11-30 | Common Stock | G | 1744 | $0.00 | Disposed | 2310058 | Direct |
| 2020-12-16 | Common Stock | G | 86700 | $0.00 | Disposed | 2223358 | Direct |
| 2020-12-29 | Common Stock | G | 266 | $0.00 | Disposed | 2223092 | Direct |
| 2020-12-30 | Common Stock | G | 1509 | $0.00 | Disposed | 2221583 | Direct |
| 2020-12-31 | Common Stock | F | 30900 | $113.86 | Disposed | 2190683 | Direct |
| 2020-11-23 | Common Stock | G | 42373 | $0.00 | Acquired | 50190 | Indirect |
| 2020-12-16 | Common Stock | G | 34500 | $0.00 | Disposed | 15690 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1447 | Indirect |
| Common Stock | 76713 | Indirect |
| Common Stock | 75000 | Indirect |
Footnotes
F1: Includes 290 shares distributed to the reporting person on June 8, 2020 from a revocable trust for which the reporting person served as trustee (the "revocable trust") and 285 shares previously reported as a gift from direct ownership that was made from the revocable trust. Reflects the contribution of 75,000 shares to the Frank J. Bisignano 2020 Grantor Retained Annuity Trust on August 28, 2020.
F2: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock.
F3: The reporting person no longer has a reportable beneficial interest in 1,561 shares of Fiserv common stock included in the reporting person's prior ownership reports.
F4: These shares are held in an account for the benefit of the reporting person's child and of which the reporting person acts as custodian.
F5: These shares are held by trusts for the benefit of the reporting person's children and of which the reporting person serves as trustee.
F6: Held by the Frank J. Bisignano 2020 Grantor Retained Annuity Trust.