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FISERV INC — Director's Dealing 2021
Mar 18, 2021
29938_dirs_2021-03-18_c80f994e-c990-4b01-be9e-2bb6354c8903.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2021-03-16
Reporting Person: Bisignano Frank (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-02 | Common Stock | G | 10151 | $0.00 | Disposed | 2190945 | Direct |
| 2021-03-03 | Common Stock | G | 1760 | $0.00 | Disposed | 2189185 | Direct |
| 2021-03-08 | Common Stock | G | 418 | $0.00 | Disposed | 2188767 | Direct |
| 2021-03-12 | Common Stock | G | 240 | $0.00 | Disposed | 2188527 | Direct |
| 2021-03-12 | Common Stock | G | 120 | $0.00 | Acquired | 1567 | Indirect |
| 2021-03-12 | Common Stock | G | 120 | $0.00 | Acquired | 120 | Indirect |
| 2021-03-16 | Common Stock | M | 503941 | $36.54 | Acquired | 2692468 | Direct |
| 2021-03-16 | Common Stock | F | 322127 | $124.12 | Disposed | 2370341 | Direct |
| 2021-03-18 | Common Stock | G | 2827 | $0.00 | Disposed | 2367514 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-16 | Employee Stock Option (right to buy) | $36.54 | M | 503941 | Disposed | 2023-05-07 | Common Stock (503941) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15690 | Indirect |
| Common Stock | 76713 | Indirect |
| Common Stock | 75000 | Indirect |
Footnotes
F1: These shares are held in an account, of which the reporting person acts as custodian, for the benefit of a minor.
F2: Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options.
F3: These shares are held by trusts for the benefit of the reporting person's children and of which the reporting person serves as trustee.
F4: Held by the Frank J. Bisignano 2020 Grantor Retained Annuity Trust.
F5: This option vested in five equal installments on each anniversary of the grant date, May 7, 2013.