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FISERV INC — Director's Dealing 2021
Apr 16, 2021
29938_dirs_2021-04-16_9f6a9b64-88d0-49ce-893f-9b6021ef9b9b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2021-04-15
Reporting Person: Chiarello Guy (Chief Administrative Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-18 | Common Stock | G | 26118 | $0.00 | Disposed | 234756 | Direct |
| 2021-03-18 | Common Stock | G | 26118 | $0.00 | Acquired | 26118 | Indirect |
| 2021-04-01 | Common Stock | G | 37381 | $0.00 | Disposed | 197375 | Direct |
| 2021-04-01 | Common Stock | G | 37381 | $0.00 | Acquired | 37381 | Indirect |
| 2021-04-15 | Common Stock | M | 20000 | $36.54 | Acquired | 217375 | Direct |
| 2021-04-15 | Common Stock | S | 20000 | $124.94 | Disposed | 197375 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-15 | Employee Stock Option (right to buy) | $36.54 | M | 20000 | Disposed | 2023-07-11 | Common Stock (20000) | Direct |
Footnotes
F1: Held by The Guy Chiarello 2020 Trust for the benefit of the reporting person's spouse and children and of which the reporting person's spouse serves as trustee.
F2: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.
F3: This transaction was executed in multiple trades at prices ranging from $124.57 to $125.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.