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FISERV INC Director's Dealing 2021

Apr 16, 2021

29938_dirs_2021-04-16_9f6a9b64-88d0-49ce-893f-9b6021ef9b9b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2021-04-15

Reporting Person: Chiarello Guy (Chief Administrative Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-18 Common Stock G 26118 $0.00 Disposed 234756 Direct
2021-03-18 Common Stock G 26118 $0.00 Acquired 26118 Indirect
2021-04-01 Common Stock G 37381 $0.00 Disposed 197375 Direct
2021-04-01 Common Stock G 37381 $0.00 Acquired 37381 Indirect
2021-04-15 Common Stock M 20000 $36.54 Acquired 217375 Direct
2021-04-15 Common Stock S 20000 $124.94 Disposed 197375 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-15 Employee Stock Option (right to buy) $36.54 M 20000 Disposed 2023-07-11 Common Stock (20000) Direct

Footnotes

F1: Held by The Guy Chiarello 2020 Trust for the benefit of the reporting person's spouse and children and of which the reporting person's spouse serves as trustee.

F2: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

F3: This transaction was executed in multiple trades at prices ranging from $124.57 to $125.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.