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FISERV INC — Director's Dealing 2021
Aug 23, 2021
29938_dirs_2021-08-23_c1239873-e043-4ee5-aef2-251a105600f5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2021-08-19
Reporting Person: Chiarello Guy (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-12 | Common Stock | G | 37381 | $0.00 | Disposed | 0 | Indirect |
| 2021-05-12 | Common Stock | G | 37381 | $0.00 | Acquired | 37381 | Indirect |
| 2021-08-19 | Common Stock | M | 40000 | $36.54 | Acquired | 237375 | Direct |
| 2021-08-19 | Common Stock | S | 40000 | $117.71 | Disposed | 197375 | Direct |
| 2021-08-23 | Common Stock | M | 20000 | $36.54 | Acquired | 217375 | Direct |
| 2021-08-23 | Common Stock | S | 20000 | $117.64 | Disposed | 197375 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-19 | Employee Stock Option (right to buy) | $36.54 | M | 40000 | Disposed | 2023-07-11 | Common Stock (40000) | Direct |
| 2021-08-23 | Employee Stock Option (right to buy) | $36.54 | M | 20000 | Disposed | 2023-07-11 | Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26118 | Indirect |
Footnotes
F1: Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee.
F2: This transaction was executed in multiple trades at prices ranging from $117.705 to $117.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $117.50 to $117.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Held by The Guy Chiarello 2020 Trust for the benefit of the reporting person's spouse and children and of which the reporting person's spouse serves as trustee and the reporting person serves as investment advisor.
F5: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.