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FISERV INC — Director's Dealing 2021
Dec 3, 2021
29938_dirs_2021-12-03_01dd0eae-5e8b-4387-ac7b-4f6b572e0f91.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2021-12-01
Reporting Person: Bisignano Frank (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-17 | Common Stock | G | 1673 | $0.00 | Disposed | 2474588 | Direct |
| 2021-11-15 | Common Stock | G | 3850 | $0.00 | Disposed | 2470738 | Direct |
| 2021-11-17 | Common Stock | G | 1000 | $0.00 | Disposed | 2469738 | Direct |
| 2021-12-01 | Common Stock | M | 377955 | $36.54 | Acquired | 2847693 | Direct |
| 2021-12-01 | Common Stock | F | 271134 | $95.55 | Disposed | 2576559 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-01 | Employee Stock Option (right to buy) | $36.54 | M | 377955 | Disposed | 2023-05-07 | Common Stock (377955) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 430 | Indirect |
| Common Stock | 1567 | Indirect |
| Common Stock | 15690 | Indirect |
| Common Stock | 76713 | Indirect |
| Common Stock | 46209 | Indirect |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.
F2: Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options.
F3: These shares are held in an account, of which the reporting person acts as custodian, for the benefit of a minor.
F4: These shares are held by trusts, of which the reporting person serves as trustee, for the benefit of the reporting person's children.
F5: Held by the Frank J. Bisignano 2020 Grantor Retained Annuity Trust.
F6: This option vested in five equal installments on each anniversary of the grant date, May 7, 2013.