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FISERV INC — Director's Dealing 2020
Feb 21, 2020
29938_dirs_2020-02-21_494a41be-9141-4e61-848f-a90392b525ab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2020-02-19
Reporting Person: YABUKI JEFFERY W (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-19 | Common Stock | S | 20000 | $123.13 | Disposed | 398233 | Direct |
| 2020-02-19 | Common Stock | S | 5000 | $123.48 | Disposed | 393233 | Direct |
| 2020-02-19 | Common Stock | F | 8687 | $123.55 | Disposed | 384546 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 341858 | Indirect |
Footnotes
F1: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.
F2: This transaction was executed in multiple trades at prices ranging from $122.54 to $123.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $123.42 to $123.735. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.
F5: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.