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FISERV INC — Director's Dealing 2020
Jun 19, 2020
29938_dirs_2020-06-19_0ff20421-34b2-4c84-9d05-d0f4904794a8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2020-06-17
Reporting Person: YABUKI JEFFERY W (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-17 | Common Stock | S | 9220 | $102.88 | Disposed | 326317 | Direct |
| 2020-06-17 | Common Stock | S | 13970 | $103.47 | Disposed | 312347 | Direct |
| 2020-06-17 | Common Stock | S | 6810 | $104.03 | Disposed | 305537 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 341858 | Indirect |
Footnotes
F1: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.
F2: This transaction was executed in multiple trades at prices ranging from $102.17 to $103.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $103.17 to $103.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $103.88 to $104.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.