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FISERV INC — Director's Dealing 2020
Jul 16, 2020
29938_dirs_2020-07-16_8e937ab0-37d6-4dd1-b4db-1ba8004d4f69.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2020-07-15
Reporting Person: YABUKI JEFFERY W (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-15 | Common Stock | S | 900 | $99.11 | Disposed | 304637 | Direct |
| 2020-07-15 | Common Stock | S | 12500 | $100.54 | Disposed | 292137 | Direct |
| 2020-07-15 | Common Stock | S | 15600 | $101.09 | Disposed | 276537 | Direct |
| 2020-07-15 | Common Stock | S | 1000 | $101.85 | Disposed | 275537 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 339358 | Indirect |
Footnotes
F1: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.
F2: This transaction was executed in multiple trades at prices ranging from $98.60 to $99.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $99.76 to $100.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $100.755 to $101.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $101.75 to $101.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.