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FISERV INC — Director's Dealing 2020
Sep 18, 2020
29938_dirs_2020-09-18_6d7d2354-9ece-457a-a024-6f9016456c04.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2020-09-16
Reporting Person: YABUKI JEFFERY W (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-16 | Common Stock | S | 1700 | $101.34 | Disposed | 243837 | Direct |
| 2020-09-16 | Common Stock | S | 16200 | $102.33 | Disposed | 227637 | Direct |
| 2020-09-16 | Common Stock | S | 12100 | $102.75 | Disposed | 215537 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 339358 | Indirect |
Footnotes
F1: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.
F2: This transaction was executed in multiple trades at prices ranging from $100.91 to $101.815. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $101.97 to $102.505. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $102.51 to $103.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.