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FISERV INC Director's Dealing 2020

Sep 18, 2020

29938_dirs_2020-09-18_6d7d2354-9ece-457a-a024-6f9016456c04.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2020-09-16

Reporting Person: YABUKI JEFFERY W (Director, Executive Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-09-16 Common Stock S 1700 $101.34 Disposed 243837 Direct
2020-09-16 Common Stock S 16200 $102.33 Disposed 227637 Direct
2020-09-16 Common Stock S 12100 $102.75 Disposed 215537 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 339358 Indirect

Footnotes

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2: This transaction was executed in multiple trades at prices ranging from $100.91 to $101.815. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $101.97 to $102.505. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $102.51 to $103.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.