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FISERV INC Director's Dealing 2019

Feb 21, 2019

29938_dirs_2019-02-21_5053da67-b51f-42c1-a9d4-7533f1c74885.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2019-02-19

Reporting Person: YABUKI JEFFERY W (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-19 Common Stock F 8689 $85.62 Disposed 441112 Direct
2019-02-19 Common Stock A 94405 $0.00 Acquired 535517 Direct
2019-02-19 Common Stock F 44371 $85.62 Disposed 491146 Direct
2019-02-20 Common Stock S 50000 $84.85 Disposed 441146 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 350350 Indirect

Footnotes

F1: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2: Reflects shares of common stock issued to the reporting person pursuant to performance share units granted on February 19, 2016 for which the performance conditions to vesting were determined to be satisfied as of February 19, 2019.

F3: Reflects payment of tax liability by withholding securities incident to vesting of performance share units.

F4: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F5: This transaction was executed in multiple trades at prices ranging from $84.48 to $85.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.