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FISERV INC — Director's Dealing 2019
Feb 22, 2019
29938_dirs_2019-02-22_f809e3ac-1818-4039-b4d2-07547d9343aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2019-02-20
Reporting Person: Hau Robert W. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-20 | Common Stock | A | 14753 | $0.00 | Acquired | 96309 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-20 | Employee Stock Option (right to buy) | $84.73 | A | 43968 | Acquired | 2029-02-20 | Common Stock (43968) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $69.90 | 2028-02-21 | Common Stock (51340) | 51340 | Direct |
| Employee Stock Option (right to buy) | $56.91 | 2027-02-22 | Common Stock (43012) | 43012 | Direct |
| Employee Stock Option (right to buy) | $49.21 | 2026-03-14 | Common Stock (188088) | 188088 | Direct |
Footnotes
F1: One-third of these restricted stock units vest on the second, third and fourth anniversaries of the grant date.
F2: Includes 236 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan.
F3: Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed on March 19, 2018 to holders of record on March 5, 2018.
F4: One-third of these options vest on each anniversary of the grant date.
F5: One-half of these options vest on the third and fourth anniversaries of the grant date.
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