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FISERV INC — Director's Dealing 2019
Dec 12, 2019
29938_dirs_2019-12-11_56989fc7-b922-44ef-a0cb-be71ac339c58.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2019-12-09
Reporting Person: YABUKI JEFFERY W (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-09 | Common Stock | M | 658380 | $15.43 | Acquired | 869809 | Direct |
| 2019-12-09 | Common Stock | F | 356319 | $114.85 | Disposed | 513490 | Direct |
| 2019-12-10 | Common Stock | S | 45000 | $114.29 | Disposed | 468490 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-09 | Employee Stock Option (right to buy) | $15.43 | M | 658380 | Disposed | 2021-02-23 | Common Stock (658380) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 344080 | Indirect |
Footnotes
F1: Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options.
F2: This transaction was executed in multiple trades at prices ranging from $113.96 to $114.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.
F4: This option vested in three equal installments on February 23, 2012, 2013 and 2014.