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FISERV INC — Director's Dealing 2018
Feb 23, 2018
29938_dirs_2018-02-23_932481ca-383e-4974-a0e4-8187a4adb828.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2018-02-21
Reporting Person: YABUKI JEFFERY W (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-21 | Common Stock | S | 2796 | $140.60 | Disposed | 361104 | Direct |
| 2018-02-21 | Common Stock | S | 11807 | $141.63 | Disposed | 349297 | Direct |
| 2018-02-21 | Common Stock | S | 2397 | $142.40 | Disposed | 346900 | Direct |
| 2018-02-21 | Common Stock | A | 28615 | $0.00 | Acquired | 375515 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-21 | Employee Stock Option (right to buy) | $139.79 | A | 89286 | Acquired | 2028-02-21 | Common Stock (89286) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 118214 | Indirect |
Footnotes
F1: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.
F2: This transaction was executed in multiple trades at prices ranging from $140.12 to $141.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $141.17 to $142.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $142.20 to $142.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: One-third of these restricted stock units vest on the second, third and fourth anniversaries of the grant date.
F6: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.
F7: One-third of these options vest on each anniversary of the grant date.