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FISERV INC — Director's Dealing 2018
Nov 14, 2018
29938_dirs_2018-11-14_161c600b-5551-490a-9a77-f5f2a0aa70e0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2018-11-12
Reporting Person: YABUKI JEFFERY W (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-12 | Common Stock | M | 275000 | $11.93 | Acquired | 642380 | Direct |
| 2018-11-12 | Common Stock | F | 151244 | $79.06 | Disposed | 491136 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-12 | Employee Stock Option (right to buy) | $11.93 | M | 275000 | Disposed | 2020-02-24 | Common Stock (275000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 236428 | Indirect |
Footnotes
F1: Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options.
F2: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.
F3: This option, representing a right to purchase a total of 777,652 shares, vested in three equal installments on February 24, 2011, 2012, and 2013.
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