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FISERV INC — Director's Dealing 2017
Nov 27, 2017
29938_dirs_2017-11-27_54cf57b2-4f0f-44ed-9e83-5e97d92fee23.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2017-11-22
Reporting Person: Gregoire Kevin P. (Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-22 | Common Stock | M | 11604 | $32.64 | Acquired | 48609 | Direct |
| 2017-11-22 | Common Stock | F | 7443 | $127.86 | Disposed | 41166 | Direct |
| 2017-11-22 | Common Stock | M | 9950 | $40.35 | Acquired | 51116 | Direct |
| 2017-11-22 | Common Stock | F | 6671 | $127.86 | Disposed | 44445 | Direct |
| 2017-11-22 | Common Stock | M | 7991 | $56.97 | Acquired | 52436 | Direct |
| 2017-11-22 | Common Stock | F | 5858 | $127.872 | Disposed | 46578 | Direct |
| 2017-11-22 | Common Stock | S | 9573 | $127.80 | Disposed | 37005 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-22 | Employee Stock Option (right to buy) | $32.64 | M | 11604 | Disposed | 2022-02-22 | Common Stock (11604) | Direct |
| 2017-11-22 | Employee Stock Option (right to buy) | $40.35 | M | 9950 | Disposed | 2023-02-20 | Common Stock (9950) | Direct |
| 2017-11-22 | Employee Stock Option (right to buy) | $56.97 | M | 7991 | Disposed | 2024-02-19 | Common Stock (7991) | Direct |
Footnotes
F1: Includes 216 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan.
F2: This transaction was executed in multiple trades at prices ranging from $127.684 to $127.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This option vested in three equal installments on each anniversary of the grant date, February 22, 2012.
F4: This option vested in three equal installments on each anniversary of the grant date, February 20, 2013.
F5: This option vested in three equal installments on each anniversary of the grant date, February 19, 2014.