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FISERV INC Director's Dealing 2017

Feb 16, 2017

29938_dirs_2017-02-16_c91ec203-9d32-4db5-844b-e1ef6c2dab0a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2017-02-14

Reporting Person: YABUKI JEFFERY W (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-14 Common Stock M 51652 $27.11 Acquired 336646 Direct
2017-02-14 Common Stock F 32051 $110.10 Disposed 304595 Direct
2017-02-14 Common Stock M 190548 $27.11 Acquired 495143 Direct
2017-02-14 Common Stock F 118170 $110.05 Disposed 376973 Direct
2017-02-15 Common Stock S 36000 $110.78 Disposed 340973 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-14 Employee Stock Option (right to buy) $27.11 M 51652 Disposed 2018-02-27 Common Stock (51652) Direct
2017-02-14 Employee Stock Option (right to buy) $27.11 M 190548 Disposed 2018-02-27 Common Stock (190548) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 60214 Indirect

Footnotes

F1: Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options.

F2: This transaction was executed in multiple trades at prices ranging from $110.55 to $111.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.

F4: This option vested in full on February 27, 2011.

F5: The option vested in three equal installments on February 27, 2009, 2010 and 2011.