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FISERV INC — Director's Dealing 2017
Feb 16, 2017
29938_dirs_2017-02-16_c91ec203-9d32-4db5-844b-e1ef6c2dab0a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2017-02-14
Reporting Person: YABUKI JEFFERY W (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-14 | Common Stock | M | 51652 | $27.11 | Acquired | 336646 | Direct |
| 2017-02-14 | Common Stock | F | 32051 | $110.10 | Disposed | 304595 | Direct |
| 2017-02-14 | Common Stock | M | 190548 | $27.11 | Acquired | 495143 | Direct |
| 2017-02-14 | Common Stock | F | 118170 | $110.05 | Disposed | 376973 | Direct |
| 2017-02-15 | Common Stock | S | 36000 | $110.78 | Disposed | 340973 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-14 | Employee Stock Option (right to buy) | $27.11 | M | 51652 | Disposed | 2018-02-27 | Common Stock (51652) | Direct |
| 2017-02-14 | Employee Stock Option (right to buy) | $27.11 | M | 190548 | Disposed | 2018-02-27 | Common Stock (190548) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 60214 | Indirect |
Footnotes
F1: Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options.
F2: This transaction was executed in multiple trades at prices ranging from $110.55 to $111.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.
F4: This option vested in full on February 27, 2011.
F5: The option vested in three equal installments on February 27, 2009, 2010 and 2011.