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FISERV INC — Director's Dealing 2016
Jun 1, 2016
29938_dirs_2016-06-01_a52835ac-d355-4908-8a78-a23346c0f914.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2016-05-27
Reporting Person: GUPTA RAHUL (Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-27 | Common Stock | M | 14444 | $23.85 | Acquired | 95798 | Direct |
| 2016-05-27 | Common Stock | F | 8819 | $104.97 | Disposed | 86979 | Direct |
| 2016-05-27 | Common Stock | M | 15364 | $30.86 | Acquired | 102343 | Direct |
| 2016-05-27 | Common Stock | F | 9897 | $104.98 | Disposed | 92446 | Direct |
| 2016-05-27 | Common Stock | M | 25528 | $32.64 | Acquired | 117974 | Direct |
| 2016-05-27 | Common Stock | F | 16662 | $104.99 | Disposed | 101312 | Direct |
| 2016-05-27 | Common Stock | M | 27860 | $40.35 | Acquired | 129172 | Direct |
| 2016-05-27 | Common Stock | F | 19215 | $104.99 | Disposed | 109957 | Direct |
| 2016-05-27 | Common Stock | S | 28603 | $105.01 | Disposed | 81354 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-27 | Stock Option (right to buy) | $23.85 | M | 14444 | Disposed | 2020-02-24 | Common Stock (14444) | Direct |
| 2016-05-27 | Stock Option (right to buy) | $30.86 | M | 15364 | Disposed | 2021-02-23 | Common Stock (15364) | Direct |
| 2016-05-27 | Stock Option (right to buy) | $32.64 | M | 25528 | Disposed | 2022-02-22 | Common Stock (25528) | Direct |
| 2016-05-27 | Stock Option (right to buy) | $40.35 | M | 27860 | Disposed | 2023-02-20 | Common Stock (27860) | Direct |
Footnotes
F1: Includes 243 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan.
F2: Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options.
F3: This transaction was executed in multiple trades at prices ranging from $104.95 to $105.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The option vested in three equal installments on February 24, 2011, 2012 and 2013.
F5: The option vested in three equal installments on February 23, 2012, 2013 and 2014.
F6: The option vested in three equal installments on February 22, 2013, 2014 and 2015.
F7: The option vested in three equal installments on February 20, 2014, 2015 and 2016.