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FISERV INC — Director's Dealing 2016
Feb 23, 2016
29938_dirs_2016-02-23_187e3ec6-31dd-45a4-a537-39e7edfb1cea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2016-02-19
Reporting Person: Hirsch Thomas J (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-19 | Common Stock | A | 7114 | $0.00 | Acquired | 69204 | Direct |
| 2016-02-19 | Common Stock | F | 1355 | $96.65 | Disposed | 67849 | Direct |
| 2016-02-20 | Common Stock | F | 1880 | $96.65 | Disposed | 65969 | Direct |
| 2016-02-22 | Common Stock | F | 3041 | $97.92 | Disposed | 62928 | Direct |
| 2016-02-22 | Common Stock | M | 74068 | $30.86 | Acquired | 136996 | Direct |
| 2016-02-22 | Common Stock | F | 48510 | $97.86 | Disposed | 88486 | Direct |
| 2016-02-22 | Common Stock | M | 55696 | $32.64 | Acquired | 144182 | Direct |
| 2016-02-22 | Common Stock | F | 36980 | $97.95 | Disposed | 107202 | Direct |
| 2016-02-22 | Common Stock | S | 44274 | $97.77 | Disposed | 62928 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-19 | Employee Stock Option (right to buy) | $96.65 | A | 21944 | Acquired | 2026-02-19 | Common Stock (21944) | Direct |
| 2016-02-22 | Employee Stock Option (right to buy) | $30.86 | M | 74068 | Disposed | 2021-02-23 | Common Stock (74068) | Direct |
| 2016-02-22 | Employee Stock Option (right to buy) | $32.64 | M | 55696 | Disposed | 2022-02-22 | Common Stock (55696) | Direct |
Footnotes
F1: One-third of these restricted stock units vest on the second, third and fourth anniversaries of the grant date.
F2: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.
F3: Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options.
F4: For estate and financial planning purposes in anticipation of previously announced retirement.
F5: This transaction was executed in multiple trades at prices ranging from $97.53 to $97.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: One-third of these options vest on each anniversary of the grant date.
F7: This option vested in three equal installments on each anniversary of the grant date, February 23, 2011.
F8: This option vested in three equal installments on each anniversary of the grant date, February 22, 2012.