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FISERV INC Director's Dealing 2016

Feb 23, 2016

29938_dirs_2016-02-23_187e3ec6-31dd-45a4-a537-39e7edfb1cea.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2016-02-19

Reporting Person: Hirsch Thomas J (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-19 Common Stock A 7114 $0.00 Acquired 69204 Direct
2016-02-19 Common Stock F 1355 $96.65 Disposed 67849 Direct
2016-02-20 Common Stock F 1880 $96.65 Disposed 65969 Direct
2016-02-22 Common Stock F 3041 $97.92 Disposed 62928 Direct
2016-02-22 Common Stock M 74068 $30.86 Acquired 136996 Direct
2016-02-22 Common Stock F 48510 $97.86 Disposed 88486 Direct
2016-02-22 Common Stock M 55696 $32.64 Acquired 144182 Direct
2016-02-22 Common Stock F 36980 $97.95 Disposed 107202 Direct
2016-02-22 Common Stock S 44274 $97.77 Disposed 62928 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-19 Employee Stock Option (right to buy) $96.65 A 21944 Acquired 2026-02-19 Common Stock (21944) Direct
2016-02-22 Employee Stock Option (right to buy) $30.86 M 74068 Disposed 2021-02-23 Common Stock (74068) Direct
2016-02-22 Employee Stock Option (right to buy) $32.64 M 55696 Disposed 2022-02-22 Common Stock (55696) Direct

Footnotes

F1: One-third of these restricted stock units vest on the second, third and fourth anniversaries of the grant date.

F2: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.

F3: Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options.

F4: For estate and financial planning purposes in anticipation of previously announced retirement.

F5: This transaction was executed in multiple trades at prices ranging from $97.53 to $97.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: One-third of these options vest on each anniversary of the grant date.

F7: This option vested in three equal installments on each anniversary of the grant date, February 23, 2011.

F8: This option vested in three equal installments on each anniversary of the grant date, February 22, 2012.