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FISERV INC — Director's Dealing 2016
Dec 2, 2016
29938_dirs_2016-12-02_d1035909-6886-4f57-8eb6-8b3ae63595d4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2016-11-30
Reporting Person: Gregoire Kevin P. (Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-30 | Common Stock | M | 2408 | $23.85 | Acquired | 44019 | Direct |
| 2016-11-30 | Common Stock | S | 2408 | $105.09 | Disposed | 41611 | Direct |
| 2016-11-30 | Common Stock | M | 6584 | $30.86 | Acquired | 48195 | Direct |
| 2016-11-30 | Common Stock | S | 6584 | $105.10 | Disposed | 41611 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-30 | Employee Stock Option (right to buy) | $23.85 | M | 2408 | Disposed | 2020-02-24 | Common Stock (2408) | Direct |
| 2016-11-30 | Employee Stock Option (right to buy) | $30.86 | M | 6584 | Disposed | 2021-02-23 | Common Stock (6584) | Direct |
Footnotes
F1: Includes 243 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan.
F2: This transaction was executed in multiple trades at prices ranging from $105.09 to $105.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This option vested in three equal installments on each anniversary of the grant date, February 24, 2010.
F4: This option vested in three equal installments on each anniversary of the grant date, February 23, 2011.