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FISERV INC — Director's Dealing 2016
Nov 17, 2016
29938_dirs_2016-11-17_dd8bdbda-53e3-45c8-a8ec-13e5a8aaa8b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2016-11-16
Reporting Person: YABUKI JEFFERY W (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-16 | Common Stock | S | 6800 | $101.84 | Disposed | 302194 | Direct |
| 2016-11-16 | Common Stock | S | 2800 | $103.01 | Disposed | 299394 | Direct |
| 2016-11-16 | Common Stock | S | 2400 | $103.53 | Disposed | 296994 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 60214 | Indirect |
Footnotes
F1: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.
F2: This transaction was executed in multiple trades at prices ranging from $101.42 to $102.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $102.48 to $103.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $103.48 to $103.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.