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FISERV INC — Director's Dealing 2016
Feb 18, 2016
29938_dirs_2016-02-18_a33778ef-2655-4ceb-8398-0663860bb84d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FISERV INC (FISV)
CIK: 0000798354
Period of Report: 2016-02-16
Reporting Person: YABUKI JEFFERY W (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-16 | Common Stock | M | 248784 | $27.35 | Acquired | 552583 | Direct |
| 2016-02-16 | Common Stock | F | 146207 | $94.40 | Disposed | 406376 | Direct |
| 2016-02-17 | Common Stock | S | 6500 | $95.44 | Disposed | 399876 | Direct |
| 2016-02-17 | Common Stock | S | 4500 | $96.04 | Disposed | 395376 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-16 | Employee Stock Option (right to buy) | $27.35 | M | 248784 | Disposed | 2017-02-23 | Common Stock (248784) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 61714 | Indirect |
Footnotes
F1: Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.
F3: This transaction was executed in multiple trades at prices ranging from $94.94 to $95.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $95.94 to $96.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.